Thursday, March 31, 2022

Sans Parole: Reflections on Camera Lucida

 

Part 1: Solipsism, Stigmata, and Silencing Invocations

The photographs I choose have an argumentative value. They are the ones I use in my text to make certain points.
—Roland Barthes in conversation with Guy Mandery1

Typically, there is in this grammar of description the perspective of “declension,” not of simultaneity, and its point of initiation is solipsistic.
—Hortense Spillers2

The privation of History protects and tames the colonizer’s imagination as viewer.
—Chéla Sandoval3

1.

I’ve thought for quite some time that Roland Barthes’s grief at the recent death of his mother was the sole and logical reason for his withdrawing from us the image of his dearly departed mother as a young girl in the famous Winter Garden Photograph, of which he writes at length in Camera Lucida. It is an image whose presence (and absence) in the book plainly has a transformative effect on his thinking with and about photography, but the vagaries of grief are unpredictable, and photographs can indeed wound. Having attributed its absence to grief, and thus having neglected the fraught politics of visibility on which Barthes’s theory is premised, it is only recently, and in the light of the instructive interventions of Kaja Silverman, Fred Moten, Tina Campt, and Jonathan Beller, that I have thoroughly reconstructed my point of view. 4 On reflection, Barthes’s retention of that (iconic?) image seems entirely consonant with the anti-historical, and thus antisocial, logic of the theory of photography that he develops.5

This is to say that if, as Barthes’s theory suggests, a photograph is valuable only to the extent that it catalyzes and animates a set of private memories and ahistorical interpretations, all of which might then stand in place of the image that triggers them, then why share photographs at all? In contemplating Camera Lucida now, in the wake of the fortieth anniversary of its publication, I am moved to ask: How could a book so intensely bound up with photography and loss show so little generosity, and why, today, should we heed its call? Beyond this, what might insights from black studies bring to bear on a book so indebted to the identification and rejection of difference in the expropriative formulation of Barthes’s inner self?

If this reaction seems extreme, we should recall how Barthes first describes “the punctum”: it is that thing that advenes, the “accident which pricks me,” the “sting, speck, cut, little hole,” the “detail” whose “mere presence changes my reading” so “that I am looking at a new photograph, marked in my eyes with a higher value.”6 The punctum is a mutually self-constituting thing, since Barthes tells us that “it animates me, and I animate it” (20). Moreover it issues from Barthes himself: “Whether or not it is triggered, it is an addition: it is what I add to the photograph and what is nonetheless already there” (49). It produces in him an excitation, and this detail has “a power of expansion. This power is often metonymic” (45). In fact the punctum unleashes desire beyond material restriction: it “is a kind of subtle beyond—as if the image launched desire beyond what it permits us to see” (59).

The punctum empowers a free-ranging and unregulated desire, one which can alight in and overwhelm any image in which it is instantiated. It moves according to the vicissitudes of a law utterly untethered from the specific contours of material and social history: it is free and imperious travel. In Camera Lucida, the radical proposition of the there-ness of a person in the past is ultimately a pretext for various acts of colonization of the depicted by Barthes’s own cherished and subjective memories.

As he writes, “I have no need to question my feelings in order to list the various reasons to be interested in a photograph.” For Barthes, what counts above all is affective feeling—and an attention and intention driven by the irreducible strength of subjective feeling. Thus, he is concerned to understand “if another photograph interests me powerfully … what there is in it that sets me off.” Accordingly, what matters is “the attraction certain photographs exerted upon me,” and it is that attraction which “allows me to make Photography exist.” Without it, “no photograph.” (19)

This whimsically subjective and ahistorical mode of attending to the photograph, and of determining its value, serves as a pretext for Barthes’s expropriative formulation and extension of an inner self. Such a method eerily emboldens and ratifies the supremacist logics Barthes earlier critiqued in his 1957 Mythologies.7 The postcolonial feminist theorist Chéla Sandoval defines that book as posing “the question of how ‘innocent’ or well-intentioned citizens can enact the forms-of-being tied to racist colonialism,” and thus to cultural logics driven by “a colonizing consciousness incapable of conceiving how real differences in others can actually exist, for everything can be seen only as the self—but in other guises.”8 As Sandoval writes, in Mythologies Barthes set out with the hope that semiology might challenge supremacism “in all its modes” through a critical method

that operates through (1) the recognition of differences and their inescapable consequences; (2) the reconnection of history to objects; (3) the disavowal of pure identification; (4) the self-conscious relocation of the practitioner of semiology in transits of meaning and power; (5) the undermining of authority, objectivity, fact, and science insofar as it seeks to reconnect each of these processes to the history, power, and systems of meaning that create them; and (6) the constant reconstruction of the consciousness of the semiotic practitioner, along with the method itself, as both mutually interact to call up something else.9

And yet, at the very outset of Camera Lucida, Barthes willfully rejects “an importunate voice (the voice of knowledge, of scientia)” which reprimands him for an excessive interest in the “amateur” field of family photography, whose dynamics can allegedly be elucidated by sociologists (7). “Yet I persisted,” he declares, since “another, louder voice urged me to dismiss such sociological commentary; looking at certain photographs, I wanted to be a primitive, without culture” (7). Barthes resolves instead to theorize only from “a few photographs, the ones I was sure existed for me,” and thus, he decides imperiously “to take myself as mediator for all Photography” (8).

Barthes’s theoretical work begins in the comfortable solipsism of white male universality, in his notional suspension from socially and historically constituted knowledge, in some imagined “primitive” state outside of culture and history. The ethical basis of Camera Lucida is given in Barthes’s explicit resolution, at the outset of the book, to try to make “what Nietzsche called ‘the ego’s ancient sovereignty’ into a heuristic principle” (8). One has to ask: If photographs exist on the basis of the strength of individual feeling alone, then why share something as specifically precious as an image of one’s dead mother as a child? Put another way: the reason for Barthes’s withdrawal of the Winter Garden Photograph is given in the willful solipsism of his method, and thus it is that method which is at issue in any evaluation of the work.

I think this means that for me, the Winter Garden Photograph—its looming, absent presence in Camera Lucida—instigates a set of urgent and complex questions about photography and sociality, about seeing and sharing, about touching and being touched, about death and love, about whiteness and its supremacy, about presence and erasure—which must be worked through in relation to the determining factors of race, class, gender, and ableism, all of which constitute the disavowed bases on which Barthes develops his theory of photography. I am interested in Barthes’s retention of the Winter Garden Photograph as a rejection of the photograph’s umbilical linkage with its viewer. I am interested in that retention as a refusal of the vital force of that light which, according to Barthes, acts as a “carnal medium” (81), as an extensible skin that collapses the very divisions he so effortlessly resurrects throughout his text.

Felix Nadar, Pierre Savorgnan de Brazza et ses Congolais (“Pierre Savorgnan de Brazza with his Congolese”), 1882.

2.

The body is the sign of a difference that exceeds the body.

—Samira Kawash, Dislocating the Color Line10

Barthes’s theory of photography in Camera Lucida is founded on his identification of the “studium” and the punctum, which together unchain a series of impassioned and far-reaching claims about photography’s ontology. These two distinct but interacting elements emerge in the first part of the book, in which Barthes has been noting, phenomenologically, that some few images “provoked tiny jubilations, as if they referred to a stilled center, an erotic or lacerating value buried in myself … and that others, on the contrary, were so indifferent to me that by dint of seeing them multiply, like some weed, I felt a kind of aversion toward them, even of irritation” (16). He resolves “to extend this individuality to a science of the subject”—to form a theory of the photograph according to the caprices of his “overready subjectivity,” because “of this attraction, at least, I was certain” (18). Barthes decides

to compromise with a power, affect; affect was what I didn’t want to reduce; being irreducible, it was thereby what I wanted, what I ought to reduce the Photograph to; the anticipated essence of the Photograph could not, in my mind, be separated from the “pathos” of which, from the first glance, it consists … As Spectator I was interested in Photography only for “sentimental” reasons; I wanted to explore it not as a question (a theme) but as a wound: I see, I feel, hence I notice, I observe, and I think. (20–21)

Barthes’s affective method models a relationship to photography that is thus limited, in its capacity to respond to photographs, by the depth and breadth of one’s instinctual, preconscious affective relationships to images: it is restricted to the vagaries of gut instinct. On this basis Barthes responds with utter disinterest to a photograph by Koen Wessing, taken in Nicaragua in 1979 during the revolution that sought to overthrow the dictatorship of Anastasio Somoza García:

Did this photograph please me? Interest me? Intrigue me? Not even. Simply, it existed (for me). I understood at once that its existence (its “adventure”) derived from the co-presence of two discontinuous elements, heterogeneous in that they did not belong to the same world … the soldiers and the nuns. (23)11

Barthes’s lack of interest in Wessing’s photograph impels him to “to try to name … these two elements whose co-presence established, it seemed, the particular interest I took in these photographs. The first, obviously, is an extent, it has the extension of a field, which I perceive quite familiarly as a consequence of my knowledge, my culture” (25). This is the studium, which “doesn’t mean … ‘study,’ but application to a thing, a kind of general enthusiastic commitment … but without special acuity” (26). Wessing’s photograph conforms to this generality, to what Barthes describes as “a classical body of information: rebellion, Nicaragua, and all the signs of both: wretched un-uniformed soldiers, ruined streets, corpses, grief, the sun, and the heavy-lidded Indian eyes … in these photographs I can, of course, take a kind of general interest,” Barthes continues, “ … but in regard to them my emotion requires the rational intermediary of an ethical and political culture” (26). Thus, faced with Wessing’s photograph: no affect, no “fulgurating” force.

Together with this studium, but defined in substantive contrast to it, Barthes describes the punctum as an element that “will break (or punctuate) the studium. This time it is not I who will seek it out … it is this element which rises from the scene, shoots out of it like an arrow, and pierces me” (26). It is “this wound, this prick, this mark made by a pointed instrument” (26–27). This first definition of the punctum resolves in the figure of a detail in the photograph that expands metonymically and uncontrollably to subsume and transform the whole: “Occasionally (but alas all too rarely) a ‘detail’ attracts me. I feel that its mere presence changes my reading, that I am looking at a new photograph, marked in my eyes with a higher value. This ‘detail’ is the punctum” (42).

In the series of photographs on which Barthes subsequently alights in his elaboration of this first definition of the punctum, certain details rise up out of the scene, animating him as he reciprocally animates the photograph. Each one of these are alike in their tendency to underscore disproportions or deviations in other people (whether of physique, or of proper comportment according to the strictures of race, gender, and class), or they are defined by their incidental capacity to unleash elements of Barthes’s personal history over and against the indexical specifics of the scene. If theorist and art historian Kaja Silverman is correct in writing that the look which Barthes “brings to bear” in Camera Lucida “is a wayward or eccentric look, one not easily stabilized or assigned to preexisting loci,” it is nevertheless unerringly consistent in its condescension and indifference, enamored only of its own memory.12

Thus, in James Van der Zee’s 1926 studio portrait of three African Americans, Barthes alights on the punctum of the low slung belt of “the ‘solacing Mammy’… whose arms are crossed behind her back like a schoolgirl,” before then fixating on the punctum of her “strapped pumps,” describing their sartorial choices as “an effort touching by reason of its naïveté” (43). In William Klein’s 1954 portrait of a group of small children, Barthes writes that “what I stubbornly see is the one child’s bad teeth” (45). In André Kertész’s 1921 portrait of a blind violinist flanked by two small children, Barthes’s writes that “I recognize, with my whole body, the straggling villages I passed through on my long-ago travels in Hungary and Rumania” (45). In Duane Michals’s 1958 portrait of Andy Warhol, in which Warhol hides his face beneath his upstretched hands, “the punctum is not the gesture but the slightly repellent substance of those spatulate nails, at once soft and hard-edged” (45).

In Lewis Hine’s 1924 photograph, captioned “Idiot children in an Institution. New Jersey, 1924,” Barthes writes that he “hardly see[s] the monstrous heads and pathetic profiles (which belong to the studium); what I see … is the off-center detail, the little boy’s huge Danton collar, the girl’s finger bandage” (51). In Nadar’s 1882 portrait of Pierre Savorgnan de Brazza sat between his two unnamed black boys “dressed as sailors,” Barthes sees the confidently crossed arms of one boy stood above de Brazza as the punctum, and notes the other boy’s hand, perched on de Brazza’s thigh, “as ‘aberrant’” (51). After a period of reflection on Van der Zee’s portrait—once “this photograph has worked within me”—Barthes writes that

I realized that the real punctum was the necklace she was wearing; for (no doubt) it was this same necklace (a slender ribbon of braided gold) which I had seen worn by someone in my own family, and which, once she died, remained shut up in a family box of old jewelry (this sister of my father never married, lived with her mother as an old maid, and I had always been saddened whenever I thought of her dreary life). (53)

Barthes continues: “On account of her necklace, the black woman in her Sunday best has had, for me, a whole life external to the portrait” (57). This would imply that were she not in possession of a necklace that resembled his aunt’s,13 she would have had no life for him before or beyond the portrait. Early in Camera Lucida it becomes apparent that Barthes’s method is hinged upon what Fred Moten has brilliantly described as a “silencing invocation,” which is unrepentantly violent.14 The imperious air of dismissal of the actual and possible lives of Others in Barthes’s text makes plain that photographs, and the people appearing in them, serve him as palanquins on what Moten dubs “the europhallic journey to the interior.”15

Thus, as with the earth in Kertész’s rural portrait from Hungary, so too with the “American blacks” (43) in the Van der Zee portrait: those who Barthes cites as marked by the presence of the punctum either serve as the tabula rasa onto which he might reinscribe his own history, or they are united in a chorus of failed attempts to conform to hegemonic standards of normalcy which position the bodies depicted in those images as different, as poor, as aberrant, as black. If Barthes wishes to claim that “it is not possible to posit a rule of connection between the studium and the punctum (when it happens to be there)” (42), it is nevertheless alarming to note the tremendous consistency with which the punctum’s presence marks deviation and degeneracy from a set of corporeal, classed, gendered and raced norms throughout his book. It seems that precisely at the point of his discovery and elaboration of the punctum, in the midst of his “primitive” solipsistic rejection of history, knowledge, and culture, Barthes is nevertheless enmeshed in the violently hierarchical logics of whiteness. He most certainly is not outside of culture, however forceful his desire.16

What is more, all of this occurs within a series of images that he steadfastly refuses to clearly see. The hierarchical dynamic between the studium and the punctum seems to function in such a way that the scene itself (the studium), in which he is “sympathetically interested, as a docile cultural subject” (43), relays little of substance or import or attraction about the people that it depicts, since it is one among the “thousands of photographs” (26) of which Barthes writes that “I felt a kind of aversion to them, even of irritation” (16). Aversion is “the action of turning away … one’s eyes,” it is “the action of … warding off, getting rid of.”17 I would argue that it is precisely because Barthes hardly sees anything other than his punctum (his prick) that his text is capable of effecting such an unbroken series of acts of erasure and displacement of human subjectivity.

When he is himself the object of the camera’s attentions, Barthes experiences terror— “what I see is that I have become Total-Image, which is to say, Death in person; others—the Other—do not dispossess me of myself, they turn me ferociously into an object, they put me at their mercy”—and he thus declaims, in his own defense, that “It is my political right to be a subject which I must protect” (15). No such consideration informs his response to the portraits of poor children, institutionalized and differently abled children, black families, survivors of slavery or the servant boys of French colonial governor Savorgnan de Brazza. Rather, what he effortlessly produces in his first formulation of the punctum is a work that perpetrates what Gayatri Spivak has called “epistemic violence,” achieved through “the asymmetrical obliteration of the trace of that Other in its precarious Subject-ivity.”18

3.

Skin re-members, both literally in its material surface and metaphorically in resignifying on this surface, not only race, sex and age, but the quite detailed specificities of life histories.

—Jay Prosser, Skin Memories19

In the second half of Camera Lucida, having determined at the close of the first that “my pleasure was an imperfect mediator,” Barthes resolves to “descend deeper into myself to find evidence of Photography” (60). In this section, his second and final form of the punctum is unveiled. Motivated by his deep grief at the death of his mother, Barthes had resolved “one November evening” to go through some photographs with “no hope of ‘finding’ her” (63). In this fervent struggle to retrieve the dead and return her to the present, through the offices of photographs that imperfectly deliver to Barthes only fragments that miss her essence, he describes himself as confronted by “the same effort, the same Sisyphean labor: to reascend, straining toward essence, to climb back down without having seen it, and to begin all over again” (63). In the throes of this mad labor he stumbles across the Winter Garden Photograph, its corners “blunted from having been pasted into an album, the sepia print … faded … The picture just managed to show two children standing together at the end of a little wooden bridge in a glassed-in conservatory, what was called a Winter Garden in those days” (67).

In this photograph, or more properly through it, Barthes “rediscover[s]” his mother (69). It retrieves for him the “distinctness of her face, the naïve attitude of her hands,” but more than this it indexes specific and true traits of her personality “so abstract in relation to an image,” which are “nonetheless present in the face revealed in the photograph” (69). For Barthes, the Winter Garden Photograph “collected all the possible predicates from which mother’s being was constituted” (70), and thus it effected for him the necessary transcendence of death’s impassable limits, and the revivification of “the desired object, the beloved body” (7), although this reversal comes at a cost: “I arrived, traversing three-quarters of a century, at the image of a child: I stare intensely at the Sovereign Good of childhood, of the mother, of the mother-as-child. Of course I was then losing her twice over, in her final fatigue and in her first photograph, for me the last” (71).

Returning to himself in his complex of grief and joy, Barthes discovers that “something like an essence of the Photograph floated in this picture,” and in keeping with his solipsism, “I therefore decided to ‘derive’ all Photography (its ‘nature’) from the only photograph which assuredly existed for me” (73). By way of the effects of this photograph, Barthes comes to understand that his “interrogation of the evidence of photography” must not be motivated by “pleasure, but in relation to what we romantically call love and death” (73).

It is thus as a function of the Winter Garden Photograph that he “rediscovers the truth of the image,” and determines that

in Photography I can never deny that the thing has been there. There is a superposition here: of reality and of the past. And since this constraint exists only for Photography, we must consider it, by reduction, as the very essence, the noeme of Photography … The name of Photography’s noeme will therefore be: “That-has-been.” (76–77)

This is the second and final form of the punctum, unveiled in his realization that photography possesses an “evidential force, and that its testimony bears not on the object but on time” (89).

This secondary conception of the punctum constitutes an ontological definition. The mark of that-has-been is indexical, and thus bears a physical relationship to time, and to all photographs. Yet Barthes claims that it may nevertheless be “experienced with indifference, as a feature which goes without saying” (77). He continues: “It is this indifference which the Winter Garden Photograph had just roused me from” (77). We are thus faced with a punctum that is universal, that is of the order of an intensity bearing on time and materiality, but that might nevertheless be “experienced with indifference,” and that is in this sense a varying factor of spectatorial experience, but a constant of photography’s ontology.

In the very discovery and elaboration of a punctum that constitutes a new universality, a punctum which certifies that “what I see has been here, in this place which extends between infinity and the subject (operator or spectator); it has been here, and yet immediately separated; it has been absolutely, irrefutably present, and yet already deferred” (59), Barthes retreats into privation from others. He distances himself from the notion of being for any other except his mother, and theorizes photography as structured by a punctum that need not wound—an arrow that pierces nothing, since for us, the indexical fact of the existence of others, materially transported to us in photographs, constitutes “nothing but an indifferent picture, one of the thousand manifestations of the ‘ordinary’” (73). Fred Moten responds to this withdrawal of temporal indexicality in his extraordinary essay “Black Mo’nin’,” writing that “in other words, historical particularity becomes … egocentric particularity … Barthes is interested in, but, by implication, does not love the world.”20 In effect, Barthes’s second theorization and valorization of the punctum declares: the mad, extraordinary historical fact of the existence of others will likely only matter if you love them as I love my mother.

At this juncture, Barthes returns to a portrait by Richard Avedon of William Casby, which he has reproduced and discussed earlier in the book:

I think again of the portrait of William Casby, “born a slave,” photographed by Avedon.21 The noeme here is intense; for the man I see here has been a slave: he certifies this not by historical testimony but by a new, somehow experiential order of proof, although it is the past which is in question—a proof no longer merely induced: the proof-according-to-St.-Thomas-seeking-to-touch-the-resurrected-Christ. (79–80)

We see here that a simple portrait of William Casby materializes the brute fact, the vast articulated edifice and history of slavery, so that the two are coextensive and inseparable. Casby is the godhead of Barthes’s theory of the ontology of the photograph (as something that gives truth and reality without mediation), and the touch of the image, which is here equivalent to the touching of his flesh, provides the definitive proof that eradicates our/St. Thomas’s doubt in the face of this resurrection. It is also precisely at this juncture that Casby disappears from Barthes’s text. In his place:

I remember keeping for a long time a photograph I had cut out of a magazine—lost subsequently, like everything too carefully put away—which showed a slave market: the slavemaster, in a hat, standing; the slaves, in loincloths, sitting. I repeat: a photograph, not a drawing or engraving; for my horror and my fascination as a child came from this: that there was a certainty that such a thing had existed: not a question of exactitude, but of reality: the historian was no longer the mediator, slavery was given without mediation, the fact was established without method. (80)

All traces of supporting texts, all suggestions of a prior caption, all recollections of contextual indicators in the magazine that might have vouchsafed that what was displayed in the image was true have been elided from his account. The that-has-been of slavery supersedes even the photographic processes that mediate evidence of historical facts. This epidermal indexing of slavery—what the Apostle Thomas calls “the print of the nails” in the flesh of Christ22—recurs in Barthes’s earlier writing on Casby’s face, and has an exclamatory force that resembles the definition of the index elaborated by Charles Sanders Peirce, and expanded by Brian Massumi. For Peirce, indexes “act on the nerves of the person and force his attention.”23 Massumi continues, in dialogue with Peirce, writing that indexes are

nervously compelling because they “show something about things, on account of their being physically connected to them” in the way smoke is connected to fire. Yet they “assert nothing.” Rather, they are in the mood of the “imperative, or exclamatory, as ‘See there!’ or ‘Look out!’ The instant they “show” we are startled: they are immediately performative.24

In Barthes’s recollection of the slavemaster photograph, in his encounter with Avedon’s portrait of Casby, we see the instantaneity of a corporeal response to a visual sign that exclaims “slavery!” and in so doing, provokes horror. In his essay, Massumi will go on to elaborate the ways that such affective responses as Barthes’s horror can legitimate violent actions in the present against notionally probable “future threats” within the logic of the War on Terror. For our purposes, the evaporation of all mediation from Barthes’s account of this horribly fascinating encounter is of vital significance, because it transposes to the black body something that properly resides within the mind of a white child.

I dwell on this elision of the constitutive mediations that enunciate “slavery!” for Barthes because it suggests, troublingly, that at the core of his thinking in Camera Lucida there is an unquestioned assumption that racial subjugation irreducibly inheres in the flesh of the Other, and is not in fact entangled with and produced through processes of mediation. Barthes’s disproportionate interest in the face of William Casby, and his relative indifference to imagery of the practices of enslavement that feature white men (the slavemaster photograph, Nadar’s portrait of de Brazza) suggests an inability to contend with the violent depredations of racism when the proponents and beneficiaries of such violence also figure within the frame. In this sense, slavery is less a field of broken relations between people than an ontological condition that inheres—magically and ahistorically—in Casby’s flesh. If blackness speaks slavery into being performatively, then blackness is deictic: capable of direct proof of abjection, tending to directly show degeneracy and subjugation without intermediary, and thus by virtue of its essence.

We might pause for a moment here to consider the following urgent questions: How exactly might “slavery” be laid bare, following Barthes, in the photographic depiction of the face of a former slave? How might the general historical condition of slavery, and the fundamentally inassimilable experience of its perpetration—which by definition is imposed with lethal and indiscriminate force by slavers upon their victims—inhere in the aspect of the formerly enslaved? By what tool, with what force is Casby’s skin inscribed with slavery? Where might we locate the evidential mark? Isn’t enslavement—the brutal, decimating, expropriative, rapacious and lustfully violent practice of subjection—essentially defined by the actions of slavers? What does it mean to see the essence of American slavery in the visage of a black man, William Casby, who is then swiftly objectified into evidence of white supremacist violence, dis-individuated and hyper-enlarged to stand metonymically for the entire system of judicial and extrajudicial apartheid of which he was not the cause, nor the architect, nor the executor, but the victim and survivor?

Portrait of Napoléon Bonaparte (Jérôme) by Atelier Nadar, date unknown.

 

 

4.

If such a counter reading of Camera Lucida turns out to be correct, then the “essence of photography,” precisely defined by Barthes as “that has been,”—and acted upon in similar ways by entire populations—has for many decades meant the practical disavowal of racism by its beneficiaries.

—Jonathan Beller25

If throughout Camera Lucida Barthes regularly averts his gaze, we might think this gesture in the context of a disavowal, and consider the mirroring relationship between the lost slave market photograph, depicting “the slavemaster, in a hat, standing, the slaves, in loincloths, sitting” (80), and Nadar’s portrait of Pierre Savorgnan de Brazza, which Barthes reproduces in the book. Savorgnan de Brazza was a French colonial explorer who participated in the French suppression of the “Mokrani Revolt” in Algeria in 1871 (known locally as “the French War”) in which nearly one third of the population rose up in arms against French colonial rule. Savorgnan de Brazza “founded” the colony Brazzaville—in the contemporary Republic of Congo—and, from 1882 (the year from which Nadar’s portrait dates) to 1897 he governed France’s Central African colonies from his capital in Libreville.

The mirroring relationship between these images—one lost, but ineradicably inscribed in Barthes’s memory, the other found, but of minimal account in his thinking —is visible not merely as a consequence of their perfectly inverted compositions (a white man stood above seated slaves; a white man sat beneath standing chattel), but in the fact that the structure of “relations”26 which govern both images coincide in their essential utility to racial capitalism, and to the violent maintenance of white supremacy. If Casby’s portrait confirms for Barthes that “slavery has existed, not so far from us” (79), then what does de Brazza’s portrait confirm in its greater proximity—geographically, culturally, and politically—to a French intellectual writing in France? Barthes responds repeatedly to the portrait of Casby, an African American, but in the “that-has-been” of violently racist French colonial rule, incarnated in the figure of de Brazza, he finds no words—neither upon first encounter, nor after a period of sustained reflection.

Significantly, in both the lost slave market photograph and the de Brazza portrait, white men serve as central protagonists of the image, and as the central agents and makers of meaning in the historical conjunctures that each photograph frames (91). I would argue that these aversions and silences demonstrate Barthes’s freedom to reject the radical contiguity that the photograph creates between its material referent and its viewer, and that that freedom is useful precisely because “the referent adheres” (6). I would argue that the contiguity that a carnal medium like photography might create between Barthes’s body and the facts of French colonialism—the radical fleshly proximities that might issue from an unrestricted encounter with de Brazza’s portrait—risk a kind of contagion, a destabilization of both “affective” method and of sovereign self. It may be comforting to assume that these lacuna and elisions represent an instance in which Barthes “consumes aesthetically” (51) a meaning that is “too impressive” (36)—that he discovers a punctum in Nadar’s portrait which alleviates the political pressure of contending with this scene. But this would imply that the punctum can serve to inoculate its viewer against the politics of meaning, and this is a notion that Barthes never entertains or avows: that “punctual” seeing might serve to deflect shock.27

The matter of Barthes’s aversion to the material historicity of the photograph turns not merely on his indifference to the studium, and to what he construes as its tedious injunction to feign interest in the bromides of “the Operator”: “It is rather as if I had to read the Photographer’s myths in the photograph, fraternizing with them but not quite believing in them” (28). Barthes’s refusal to contend with the that-has-been of images to which he himself is connected, both by the transits of historical meaning and by the circuitry of colonial power, models a method of engaging with photography premised on a politics of strategic disavowal, and ratified by the strength of white feeling. I would argue that his various elisions, blind spots, and outright aversions to the residual matter that subtends photographic grain and pixel devolves around the disordering fact that racist histories of French colonial violence, of which he is a direct beneficiary, undergird his “political right to be a subject” (15), over and against those people he instrumentalizes as so many speechless objects in the evolution of his theory.

If Casby has no standing as an individual whose referent “adheres” to the photograph, if his presence in Avedon’s portrait registers only the fact of slavery, doesn’t his dis-individuation imply that he has no “punctual” existence, no “he-has-been”? What might this mean for blackness? Wendy Hui Kyong Chun writes that, “in terms of US slavery, dark skin became the mark of the natural condition of slavery through which all kinds of external factors—and the violence perpetrated on African slaves—became naturalized and ‘innate.’”28 What might this mean for Barthes’s canonical theory of photography?

In her pathbreaking essay “Mama’s Baby, Papa’s Maybe: An American Grammar Book,” Hortense Spillers recapitulates the inventory of physical and symbolic violences meted out against Africans and African Americans through the historical conjuncture of slavery into a post-emancipation present of “neo-enslavement,” addressing, in part, the profoundly generative nature of the captive body in the preservation of white subjectivity.29 Spillers describes the impossibility, for members of the captive community, of maintaining a coherent set of “biological, sexual, social, cultural, linguistic, ritualistic, and psychological” coordinates around a captive body under conditions of enslavement, in which attempts to preserve corporeal and psychic integrity are violently disrupted “by externally imposed meanings and uses,” which she then briefly enumerates:

1) the captive body becomes the source of an irresistible, destructive sensuality; 2) at the same time—in stunning contradiction—the captive body reduces to a thing, becoming being for the captor; 3) in this absence from a subject position, the captured sexualities provide a physical and biological expression of “otherness”; 4) as a category of “otherness,” the captive body translates into a potential for pornotroping and embodies sheer physical powerlessness that slides into a more general “powerlessness,” resonating through various centers of human and social meaning.30

I cannot help but hear an echo of Barthes’s ascription of the term “solacing Mammy” to the black woman in Van Der Zee’s 1926 portrait in Spillers’s foregoing lines. Against the normative term “body,” Spillers posits a hierarchical distinction in the context of slavery (and its ongoing aftermath) “between ‘body’ and ‘flesh,’” and she imposes “that distinction as the central one between captive and liberated subject-positions.” Thus, “before the ‘body’ there is the ‘flesh,’ that zero degree of social conceptualization that does not escape concealment under the brush of discourse, or the reflexes of iconography.” Such black flesh is ineluctably concealed, dis-individuated of its subjective specificity beneath “the brush of discourse”—concealed within the general field of Barthes’s studium—while it is simultaneously subjected to pathological forms of violence registered in the record of its passage through the eviscerations of slavery: “eyes beaten out, arms, backs, skulls branded, a left jaw, a right ankle, punctured; teeth missing, as the calculated work of iron, whips, chains, knives, the canine patrol, the bullet.”

Such desecration inscribes black flesh with specific meaning as the site of degenerate property incapable of self-possession and fundamentally available for violence, so that these “undecipherable markings on the captive body render a kind of hieroglyphics of the flesh whose severe disjunctures come to be hidden to the cultural seeing by skin color.” In effect, the studium effects an erasure of its own constitutive violence by displacing such violence to black flesh as evidence of its inherent degeneracy. The stigmatization of black skin veils the white violence that subjects it. This is how Casby’s face indexes slavery for Barthes “without mediation,” because for Barthes black skin is not a medium, an interface, a site through which meanings are mediated and onto which they are projected, but is rather a brute object: a dumb deictic thing that speaks “slavery!” If such a claim seems extreme, note how seamlessly the phrase “black skin” substitutes for “the Photograph” in establishing slavery’s fact without method or mediation: “[the Photograph] is never anything but an antiphon of ‘Look,’ ‘See,’ ‘Here it is’; it points a finger at certain vis-à-vis, and cannot escape this pure deictic language” (5).

Echoes of the Fanonian moment of epidermalization resound in Barthes’s text. Faced with the simultaneity of such viscerally and symbolically productive violence, Spillers responds: “We might well ask if this phenomenon of marking and branding actually ‘transfers’ from one generation to another, finding its various symbolic substitutions in an efficacy of meanings that repeat the initiating moments?”

In this light, perhaps Casby’s dis-individuation is reflective of the fact that the logic of photographic visibility and of temporal presence elaborated by Barthes is utterly permeated by the furtive dynamics and histories of white power, by its necessary disavowals, by its utter dependence upon acts and processes of racialization, normative logics of degeneracy, and by the forms of pleasure that whiteness derives from the various violences of possession, meted out in the exercise of self-possession. Casby surfaces in this Richard Avedon portrait only as a dis-individuated historical index, as a metonym for a general (enslaved/black) condition which he is made to embody in Barthes’s text, because the normative protocols of photographic visibility and legibility serve to veil the structuring power of whiteness, which disappears from view in Barthes’s reading of this portrait precisely at its blood-soaked natal scene: slavery.

Spillers writes about such symbolic “atomizations” of the captive black body—its semantic and physical dismembering into parts, or into texts for a general reading—that “we lose any hint or suggestion of a dimension of ethics, of relatedness between human personality and its anatomical features, between human personality and cultural institutions.”31 Perhaps all this means that Barthes’s “stupid metaphysics,” his willful “primitivism,” to follow Jonathan Beller’s beautiful formulation,

must steadfastly keep the histories of racial formation and political economy outside of the photographic frame to have evidence without method because otherwise, one might see that the evidence is the method: the historical and technical separation of subjects from their skin explicitly places racialization and photography on a continuum. 32

This is, to quote Barthes himself, “a vague, casual, even cynical phenomenology” (20) indeed.

Throughout Camera Lucida, Barthes summons the images of people so that they might sit wordlessly on the page, subsumed by his own history, subservient to the necessities of his grief, salient by virtue of their error or deformity, useful as instantiations of grand abstractions, either mythic or mundane, but wholly without speech: sans parole. Faced with Avedon’s portrait of William Casby, Barthes is incapable of asking, much less of imagining (as he did of Napoleon’s youngest brother, Jerome, at the outset of the book [3]): What might his eyes have seen?

Continues at “Sans Parole: Reflections on Camera Lucida, Part 2

Notes
1

Cited in Geoffrey Batchen, “Palinode: An Introduction to Photography Degree Zero,” in Photography Degree Zero, ed. Geoffrey Batchen (MIT Press, 2009), 11.

2

Hortense Spillers, “Mama’s Baby, Papa’s Maybe: An American Grammar Book,” in diacritics 17, no. 2 (Summer 1987), 70.

3

Chéla Sandoval, “Theorizing White Consciousness for a Post-Empire World: Barthes, Fanon, and the Rhetoric of Love,” in Displacing Whiteness: Essays in Social and Cultural Criticism, ed. Ruth Frankenberg (Duke University Press, 1997), 90.

4

Fred Moten, “Black Mo’nin’,” in Loss: The Politics of Mourning, eds. David Eng and David Kazanjian (University of California Press, 2003); Kaja Silverman, “The Gaze,” “The Look,” “The Screen,” chap. 4–6 in The Threshold of the Visible World (Routledge, 1996); Tina Campt, “The Lyric of the Archive,” chap. 3 in Image Matters: Archive, Photography, and the African Diaspora in Europe (Duke University Press, 2012); Jonathan Beller, “Camera Obscura After All: The Racist Writing with Light,” chap. 6 in The Message Is Murder: Substrates of Computational Capital (Pluto Press, 2018).

5

Plainly, since the Winter Garden Photograph was not published the term iconic seems utterly misconceived. But the image stands as the pretext and urtext for Camera Lucida, and as a metonym for Barthes’s theorization of photography, so the photograph’s spectacular absence make it not merely a figure of great significance in regards to the book, but arguably the book’s preeminent figure.

6

Roland Barthes, Camera Lucida: Reflections on Photography (Hill and Wang, 1981), 42. All subsequent page references to this source are given inline. All emphasis in original.

7

Roland Barthes, Mythologies (Noonday Press/Farrar, Strauss & Giroux, 1972).

8

Sandoval, “Theorizing White Consciousness,” 86, 90.

9

Sandoval, “Theorizing White Consciousness,” 87.

10

Samira Kawash, “The Epistemology of Race: Knowledge, Visibility, Passing,” in Dislocating the Color Line: Identity, Hybridity and Singularity in African-American Literature (Stanford University Press, 1997), 130.

11

Later on in Camera Lucida, on page 42, Barthes gives some intimation that he might recognize that that “heterogenous” figure of the nuns contrasting with the soldiers issues from imperial violence and colonial history, when he writes that “a whole causality explains the presence of the ‘detail’: the Church implanted in these Latin American countries, the nuns allowed to circulate as nurses, etc.,” but he gives no indication that he recognizes their presence as in fact part of an underlying continuum of homogeneity in which Central and South America are, and have been, constant targets for imperialist violence. See Ariella Azoulay, “Unlearning Decisive Moments of Photography,” in Still Searching…, Fotomuseum Winterthur, 2018 .

12

Silverman, The Threshold of the Visible World, 183.

13

More on this image in Part 2 of this essay, forthcoming in e-flux journal.

14

Moten, “Black Mo’nin’,” 67.

15

Moten, “Black Mo’nin’,” 67.

16

“Another, louder voice urged me to dismiss such sociological commentary; looking at certain photographs, I wanted to be a primitive, without culture.” Camera Lucida, 7.

17

Oxford English Dictionary, online ed., 2019.

18

Gayatri Chakravorty Spivak, “Can the Subaltern Speak?” in Marxism and the Interpretation of Culture eds. Cary Nelson, Lawrence Grossberg (University of Illinois Press, 1988), 280, 281.

19

Jay Prosser, “Skin Memories,” in Thinking Through the Skin, eds. Sara Ahmed and Jackie Stacey (Routledge, 2001), 52.

20

Moten, “Black Mo’nin’,” 71.

21

Note: Richard Avedon has always captioned this portrait “William Casby, born in slavery, March 1963,” where Barthes’s Camera Lucida changed the caption to “William Casby, born a slave. 1963.”

22

Gospel of St. John, chap. 20, verse 25, The Holy Bible: Old and New Testaments, King James Version (Duke Classics, 2012), 2423.

23

Charles Sanders Peirce, quoted in Brian Massumi, “The Future Birth of the Affective Fact: The Political Ontology of Threat,” in The Affect Theory Reader, ed. Melissa Gregg (Duke University Press, 2010), 64.

24

Massumi, “The Future Birth of Affective Fact,” 64.

25

Beller, The Message Is Murder, 105–6.

26

The term “relations” must be qualified by quotation marks since in both instances, white men are depicted with their docile black property.

27

For more on this model of psychic absorption and deflection of shock, see Walter Benjamin, “On Some Motifs in Baudelaire,” in The Writer of Modern Life: Essays on Charles Baudelaire (Belknap Press of Harvard University Press, 2006).

28

Wendy Hui Kyong Chun, “Introduction: Race and/as Technology; or, How to Do Things With Race,” Camera Obscura 24, no. 1 (2009), 11.

29

Spillers, “Mama’s Baby, Papa’s Maybe,” 76.

30

Spillers, “Mama’s Baby, Papa’s Maybe,” 67. All subsequent quotes from this source are taken from page 67 unless otherwise noted. All emphasis in original.

31

Spillers, “Mama’s Baby, Papa’s Maybe,” 68.

32

Beller, The Message Is Murder, 109.





Sans Parole: Reflections on Camera Lucida, Part 2

Stanley Wolukau-Wanambwa


Issue #125
March 2022

Part 2: Shouts, Moans, Musics

Even though the captive flesh/body has been “liberated,” and no one need pretend that even the quotation marks do not matter, dominant symbolic activity, the ruling episteme that releases the dynamics of naming and valuation, remains grounded in the originating metaphors of captivity and mutilation so that it is as if neither time nor history, nor historiography and its topics, shows movement, as the human subject is “murdered” over and over again by the passions of a bloodless and anonymous archaism, showing itself in endless disguise.
—Hortense Spillers, “Mama’s Baby, Papa’s Maybe: An American Grammar Book”1

5.

From the vantage of more than forty years since Camera Lucida’s publication, of what use is Barthes’s punctum given the studium these days? The punctum, as the first part of this essay shows, serves Barthes’s willfully ahistorical appropriation of photographs to expressly private ends driven by the vagaries of affect and the penetrating force of grief. This will, this possessive grief, leads him to a profoundly asocial stance on photography writ large. Moreover, his despairing solipsism is premised upon a deeply racialized, gendered, and classed form of white normativity operating throughout the seams of his theory.
Given the belated emergence of the second, temporally inflected conception of the punctum in the book, and given its intensifying orbit around the maternal figure in Barthes’s Winter Garden Photograph, perhaps the critical question to ask of Camera Lucida needs to shift. Maybe the question is less “why withhold The Winter Garden Photograph?” or “what does The Winter Garden Photograph mean?” than it is: How does its retention instruct us as to the perils of Barthes’s method in this moment of acute, global violence mobilized in the preservation and legitimation of white supremacy?
Could Barthes’s punctum ward off the insurgent irruption of that Real which is buttressed by normative forms of racial, gendered, and classed violence within his text? Could it be that in disavowing any critical engagement with material social history, in working ahistorically from sentiment and affect, Barthes can attempt to uncouple his poetic production of meaning from any recognition of the differently subjected matter upon which it depends? To what extent are Barthes’s hierarchical and expropriative elucidations of the punctum not exemplary of a white “ruling episteme,” and of its “dynamics of naming and valuation … grounded in the originating metaphors of captivity,” as Spillers writes?
Camera Lucida begins its treatment of photography in intensely material, corporeal terms. In his search for the specific ontology of the photograph, Barthes finds that “the Photograph always leads the corpus I need back to the body I see,” implying an explicitly physical relationship between Photography (as corpus) and the Photograph (as the body I see).2 His theorization of photography is riven through with corporeity. The photograph “points a finger,” and
always carries its referent with itself, both affected by the same amorous or funereal immobility, at the very heart of the moving world: they are glued together, limb by limb, like the condemned man and the corpse in certain tortures … as though united in eternal coitus. (5–6, emphasis mine)
Given this corporeal figuration of both the photograph and photography, Barthes’s dismissal of those studium photographs that “shout” (41), and of those studium images “surrounded by a noise” which will make meaning “less acute” (36) seems not only strange, but conceptually contradictory and arbitrary. So too his unilateral declaration that
the photograph must be silent (there are blustering photographs, and I don’t like them): this is not a question of discretion, but of music. Absolute subjectivity is achieved only in a state, an effort, of silence (shutting your eyes is to make the image speak in silence). The photograph touches me if I withdraw it from its usual blah-blah. (53–55)
As Barthes elaborates on the punctum, he declares that “the photograph can ‘shout,’ not wound.” Since photographs possessed of a punctum are those of a higher value, this establishes a rigid hierarchy not only of value, and of attention and interest, but most crucially of meaning for photography as a whole. Barthes’s rejection of the very corporeity he ascribes to photography legitimates a mode of attention that valorizes an absence of disturbance in favor of an abundance of propriety, an absence of noise in favor of an abundance of discretion. His schema privileges those photographs that, in their silence, in their “withdrawal from their usual blah-blah,” touch him in his efforts to attain an “absolute[ist?] subjectivity.”
In this contradictory rejection we find Barthes’s ocular-centrism, his reification of a mode of disembodied looking that seeks to “neutralize the phonic substance of the photograph,” as Fred Moten has written, and that proceeds from some notional point outside of materiality (and thus of history) and “exterior to the field of vision,” as Kaja Silverman critiques.3 What might happen were we to not only forsake this method and to reject its premise, but to instead look—and to listen—precisely where Barthes himself refuses to? Plainly, despite his prescriptive insistence that the photograph not shout, and despite his multiple gestures of aversion in relation to those images that do, the photograph itself will not keep quiet.
Tina Campt’s practice gives exemplary proof of what might be gained in inverting Barthes’s hierarchical model of punctum and studium, and in refusing his ocular-centric approach by beginning not only to look, but to listen—by moving from and through the historicity of matter. In her essay “The Lyric of the Archive,” Campt engages an archive of studio portrait photographs depicting diasporic black British citizens. These portraits, produced by Ernest Dyche Sr. in Birmingham, England in the 1950s, were rescued from imminent demolition in 1990. Campt recounts her participation in the assessment of this archive, as she “gathered box after box of images and brought them upstairs to the office.”4 She writes that
from the moment I first laid eyes on them, I have struggled to understand what exactly these images were saying, and what it was they told us about photography and the making of community in diaspora. But I also came to realize that what was so captivating about them is not only what I was seeing, but what I was hearing as I looked at them—a playful yet insistent hum that I found difficult and, frankly, a mistake to ignore.5
In response to this insistent aural sensation, Campt sets out to “think the constitutive supplementarity of the visual and the sonic as a larger whole.”6 She attends not only to the materiality of the objects but to that referent which adheres to them, and that constitutes the corpus and the body (the archive and the photograph) to which she will respond. This form of response understands and embraces the fact that looking at and listening to photographs constitutes “a synesthetic encounter that, I would contend, certain photographs involuntarily require.”7 In stark contrast to Barthes, Campt argues that images’ effects and intelligibility emerge from a wider synaesthetic field, and thus the “complex musics of the photograph are … a sound that is not contained within the image, but one that precedes the image as its constitutive and enunciating force.”8 Thus, sound is a constitutive element in these photographs’ production of meaning, in their capacity to utter and articulate themselves. To reject noise, to reject materiality is thus to reject or disavow meaning. She writes:
I would like to suggest that thinking about images through music deepens our understanding of the affective registers of family photography and helps us understand how such images are mobilized by black families as a practice that articulates linkage, relation, and distinction in diaspora.9
Campt’s critical approach values the role of affect in photography’s generation of meaning, but as a vital element in a social and diasporic practice. Barthes’s resolution to make “what Nietzsche called ‘the ego’s ancient sovereignty’ into a heuristic principle” (8) stands in diametric opposition to Campt’s investment in the sociohistorical basis of photographic meaning, since black social practices that extend over time are premised on shared rather than solipsistic feeling. She decides to treat the Dyche photographs as an archive, in series, and to “read the images like music,” remaining attentive to the patterns of their soundings, to their specificity within their homogenous and generic context. Such a mode of reading “means using musical structure as a heuristic lens through which to engage the photographic practices of black communities in diaspora, and as a framework through which the photograph registers meaning.”10 Campt’s rigorous attention to these studio portraits requires that she embrace their generic form. By emphasizing their serial nature—over and above the individuated aesthetic distinctions of one or another image—she valorizes the studium as against the punctum, and departs from the hierarchical model Barthes outlines.
She notes that Dyche’s “extremely formulaic images,” which are “staged,” “predictable,” and “posed,” “show smartly dressed individuals—black folks putting their best foot forward.”11 While they are littered with odd anachronistic details (“the wilted chrysanthemums on the table,” or “an unlit cigarette held demonstratively”), Campt argues that “Such ‘points’ and details are a function of the formulaic nature of their photographic genre. They do not rise to the level of punctum; rather, they dissolve again into the background.” According to the phenomenological model outlined by Barthes, Campt writes, “the attributes I find so compelling relegate the repetition of these details of form and genre instead to the less interesting category of studium, rather than constituting the more invigorating forms of punctum prized by so many theorists of visual culture.”12
But having determined to set aside that hierarchy, and “take studium seriously and not dismiss it so quickly,” Campt demonstrates that a “reconceptualization and revaluation” of “the seriality of studio portraiture” can enable a substantive recognition of “the image-making practices of black diasporic communities in particular, as a significant and revealing form of expressive cultural practice.”13 She thus assesses the archive as a collective utterance, and not a loose concatenation of individual images interpretable on the basis of their singular aesthetic or circumstantial distinctions. The repetitions of furniture that populate the frames, the subtle alternations of flower vases, the recurrence of pose—these generic features are read in a generative rhythm of transnational communication that at once recapitulates and alters its own codes. The photographs constitute complex sites for performative action occurring in the present of their making, as subjects acquire the distinction in image that they materially seek in life, and again in their reception, as family members and friends receive a record of that instant as a remnant of ongoing actions in worlds far removed. They are also rehearsals of an ongoing refusal to conform to whatever racist trope of the black or Asian immigrant that imperial Britain might otherwise seek out, in order to fix these people “in their proper place.”
The subtle inflections and modulations in the normative codes of an immigrant subculture, the small conventional acts of enunciation that mark “the extension of a field” (25) turn out to be the lifeblood of diasporic bonds that are always under pressure from the strictures of white supremacy. These bonds make matter, they hum, they shout, they repeat and reverberate among peoples and across time. In our attention to Campt’s serial portraits, and their fashioning of specificity and generality, of individuality and collectivity, we are imbricated in the “ongoing production of a performance” in which the relationship of the individual to the collective is reconfigured through the portrait photograph.14 We are subsumed within the series into an ensemble comprised of a difference that does not insist on radical or violent differentiation.
In both Campt’s and Fred Moten’s theorization of sound and music, they develop notions of an ongoing performance—the contours of a subtle and perceptible grammar through which a social practice happens or matters. In Campt’s work, an archive of family photographs constitutes a record of choices and intentions which can be attended to via the recursive rhythms of multiple black bodies entering a photographic studio to produce—serially, in subtly variegated extension—a record of aspirations toward a futurity not stably attainable in their immigrant present. In this sense, each print, each face, each pose strikes a note, accumulates into a rhythm, generates a discernibly choral hum.
Within Campt’s model, ostensibly aberrant images that veer far from the conservative mean of Dyche’s family photographs—pictures that evince, for example, a “proud and voluptuous sexuality” in the bikini-clad figure of a smiling black woman—give voice to “a suppressed melody of licentiousness.” This shifts into something harmonically “in time” with the “ensemble performance” when read through the prism of Caribbean culture’s celebration of “sexuality and sexual potency … for women.”15 When read within the lineaments of black social practice, that which seems disjunct as a punctual aberration proves to be “playing off tempo, but in time.”16
In keeping with such sublations and articulations of difference within the choral whole, Moten writes:
Mingus thinks that in the absence of a law of movement to break, calypso falls into the random constraint of a death spiral. However, Dudley shows how the maintenance of the circle’s integrity requires the legal procedure of an articulated ensemble, what Olly Wilson calls a “fixed rhythmic group” whose “rhythmic feel is not produced by a single pattern … but is a composite generated by several instruments that play repeated interlocking parts.” No hegemonic single pattern means no sole instrument or player responsible for that pattern’s upkeep. There is, rather, a shared responsibility that makes possible the shared possibilities of irresponsibility.17
Within the shared sociohistorical field of black cultural practice, within the neglected realms of the studium, homogeneity and heterogeneity are instead bound up in shifting but complementary relation. In this model, repetition and differentiation are not antagonistically opposed. Difference is not exclusionary, and similitude is not unprepossessing. As Campt shows of the image, and Moten here shows of music, these are black social practices in which “me” blends into “we,” rather than “I” standing apart from “you.” By way of her focus on the studium, Campt is able to “plot seriality as more than simple repetition,” more than an aesthetic dullness that prompts no immediate affect, but rather as an “integral part of complex patterns of cultural enunciation.”18 These are pictures that make sounds, pictures that cumulatively shout, musics that moan.
We can at least say, therefore, that Barthes’s rejection of sound, if taken as a rule, and certainly within the parameters of Camera Lucida, suppresses the sociality of photography by doing away with its materiality, along with the gendered and classed and racial history of that materiality, in order to fashion from its utopic eradication his own “Absolute subjectivity.” Moten argues, in “Black Mo’nin’,” that “the necessary repression—rather than some naturalized absence—of phonic substance in a general semiotics applies to the semiotics of photography as well.” Thus in Barthes the yearning to “try to formulate the fundamental feature, the universal without which there would be no Photography” (9), succumbs to “the semiotic desire for universality, which excludes the difference of accent by excluding sound in the search for a universal language and a universal science of language.”19 Those things which Barthes seeks to disqualify and relegate—noise, shouts, sounds—constitute deviations from the unilateral order he seeks to impose on photography. They are deviations in which, or through which, sociohistorical meanings enunciate themselves. As Moten writes, this universalizing desire
is manifest in Barthes as the exclusion of the sound/shout of the photograph; and … in the fundamental methodological move of what-has-been-called-enlightenment, we see the invocation of a silenced difference, a silent black materiality, in order to justify a suppression of difference in the name of (a false) universality.20

Mamie Till is held by her future husband, Gene Mobley, as she sees her son's brutalized body. She insisted on her son's casket being open so that the world "could see what they did to my baby." Photo: David Jackson. Courtesy of Getty Images. 
Let us say that the relationship between the matched edges of the lost slave-master photograph and the Nadar portrait of de Brazza shown in Camera Lucida makes a palindrome—that they form the two sides of an edgeless mirror. Moten’s essay uncovers yet another palindromic figure in the relationship between Barthes’s retention of a photograph of his dead mother, and Mamie Till Bradley’s insistent exhibition of a photograph of her dead son, Emmett Till. As Moten writes, Till’s “casket was opened, his face shown, is seen—now in the photograph—and allowed to open a revelation that first is manifest in the shudder the shutter continues to produce, the trembling, a general disruption of the ways in which we gaze at the face and at the dead.”21
In the image of young, dead, lynched Emmett Till, affect and corporeity abound but are irreducible to “the ego’s ancient sovereignty”—irreducible to property. Bradley’s exhibition of her murdered child constitutes both a surrender and a claim, a release and a carrying, a gesture of showing that reckons directly with the violently differentiated racial histories of seeing and being-seen, that generates shouts and echoes and moans in which we might hear and look upon “the oppressive ethics and coercive law of reckless eyeballing.”22 Mamie Till Bradley understands that her insistent exhibition of the photograph of her dead beloved makes possible a kind of community formed in what Moten, by way of Nathaniel Mackey, calls “wounded kinship,” and thus that “that leaving open is a performance. It is the disappearance of the disappearance of Emmett Till.”23 In indefatigable refusal of sheriff H. C. Strider’s attempts to prematurely entomb Emmett Till’s lynched and broken body in Mississippi,24 Mamie Till Bradley’s ongoing photographic performance ensures that
Emmett Till’s face is seen, was shown, shone. His face was destroyed (by way of, among other things, its being shown: the memory of his face is thwarted, made a distant before-as-after effect of its destruction, what we would never have otherwise seen). It was turned inside out, ruptured, exploded, but deeper than that it was opened. As if his face were truth’s condition of possibility, it was opened and revealed. As if revealing his face would open the revelation of a fundamental truth, his casket was opened, as if revealing the destroyed face would in turn reveal, and therefore cut, the active deferral or ongoing death or unapproachable futurity of justice.25
Consequent upon that showing in grief, that showing of the beloved body as grief—as wound—Till’s photograph “carries its referent with itself” (5). For Moten, Till’s photograph
bears the trace of a particular moment of panic when, “under the knell of the Supreme Court’s all deliberate speed,” there was massive reaction to the movement against segregation … So that the movement against segregation is seen as a movement for miscegenation and, at that point, whistling or the “crippled speech” of Till’s “Bye, Baby” cannot go unheard.26
The cacophonous utterances made present to us through this photograph are indivisible from the history out of which it emerges, and, as Moten writes, this “means we’ll have to listen to it along with various other sounds that will prove to be unneutralizable and irreducible.”27
Both Campt and Moten model a relationship to affect, and to the photographic image, that refuses the proprietary and exclusionary claiming of history. If in the latter stages of Camera Lucida, Barthes recognizes that “the time when my mother was alive before me is … History,” and that “no anamnesis could ever make me glimpse this time starting from myself” (65), he nevertheless refuses continually to begin in commonality with others, in a history that is irreducible to proprietary claims. For Barthes, in his solipsistic isolation, photography is valuable in the extent to which it can give him “a sentiment as certain as remembrance” (70), but that remembrance, and thus photography’s foundational relationship to memory, is essentially private, subjective, and resistant to sociality. Thus, for Barthes the cherished image must be guarded in the secrecy of willful retention, as opposed to Mamie Till Bradley’s insistent exhibition. For Moten, “memory—bound to the way the photograph holds up what it proposes, stops, keeps—is given pause, because what we thought we could look at for the last time and hold holds us, captures us, and doesn’t let go.28
Against Barthes’s serial refusals of the traces of others, and of their mattering through photographs that might enact and expand memory, Kaja Silverman argues:
If to remember is to provide the disembodied “wound” with a psychic residence, then to remember other people’s memories is to be wounded by their wounds. More precisely, it is to let their struggles, their passions, their pasts, resonate within one’s own past and present, and destabilize them.29
Silverman shows incisively that in such open commonality with the memories of others, “borrowed memory” “inevitably shifts the meaning” of our own memories, so that our commitment to an openness to the memories of others enables us “to enter into a profoundly dialectical relation to the other.”30 This is crucial not just in its ethical value, but because, as Silverman notes, “to remember other people’s memories is to inhabit time”—more specifically, it is to inhabit a time that is not reducible to “the endless perpetuation of the ‘same.’”31
In Camera Lucida, history serves only to fortify the white individual self, not merely to the exclusion of others, but through their expurgation from the scenes in which they appear, so that the husked-out shells of images might better accommodate Barthes’s imperious needs, likes, and dislikes. But the radical potency of the photograph flows from the ways in which its surface is charged, suffused by the silted traces of its and our multiple itineraries. The photograph’s carnality connects us to the attenuated presence of others, who appear to us now—in this ineffably lapsed present-ness—in a temporality that always exceeds the moment of our encounter, and the parameters of our individual lives.

Rosalind Fox Solomon, Scottsboro, Alabama, 1975 from the book Liberty Theater (MACK, 2018). Copyright: Rosalind Fox Solomon. All rights reserved. Courtesy of Rosalind Fox Solomon.

6.

In closing, like Barthes we might return, by way of his memories, to his treatment of that James Van der Zee portrait from 1926. In it, he (mis)identifies the necklace worn by a “solacing Mammy” as “a slender ribbon of braided gold” (53). He writes that “it was this same necklace … which I had seen worn by someone in my own family, and which, once she died, remained shut up in a family box of jewelry,” the property of “this sister of my father” who “never married, lived with her mother as an old maid,” of whom Barthes writes “I had always been saddened whenever I thought of her dreary life” (53).
As Margaret Olin has shown, the “reason that Barthes could only have recognized this punctum when he wasn’t looking at it, is that the detail he picks out, the slender ribbon of braided gold, is not there. The lady wears a string of pearls, as does her seated relative.”32 It transpires that the three African Americans in Van der Zee’s studio portrait are “in fact … the maternal aunts and uncle of their photographer—Mattie, Estelle, and David Osterhout.”33 Barthes dubs Estelle Osterhout the “solacing Mammy,” and his misidentification of this “mistaken detail,” to follow Olin, leads “Barthes to the center of pain in the photograph,” which is to say back to a family photograph of his own in which his paternal Aunt Alice is stood in the precise position Estelle Osterhout occupies in Van der Zee’s picture.34
Olin argues that in his delayed response to Osterhout, in his discovery there of her “whole life external to the portrait” (57), Barthes in fact “covers up the dreary life of a woman who, in her utter respectability, is utterly pitiable,” displacing Osterhout as a specific being in order to transpose into her stead his sad Aunt Alice.35 Olin continues that a “chain of photographs leads Barthes, searching from image to image, to the unexpected discovery of himself,” and that “he was Aunt Alice as well.” She asks: “How different was this woman, who never married but lived alone near her mother all her life, from Barthes himself, who, as he does not fail to tell us later in the book, lived alone with his mother until her death, two years before his own?”36
Here, Barthes effects successive transpositions of subjectivity which, step by step, eradicate blackness and femininity, in order that such erasure—catalyzed by the incubatory given-ness of black femininity—might “raise a white brood,” as Shawn Michelle Smith has it.37 This is that “phenomenon of marking and branding,” of which Spillers wrote, which finds “its various symbolic substitutions in an efficacy of meanings,” the rehearsal of which prepare black flesh (as distinct from the white “body”) as the ground for further visceral woundings and physical acts of erasure.38 This symbolic and rhetorical license normalizes the exercise of anti-black and ungendering violence in the elaboration and naturalization of white subjectivity, and it is given voice in Barthes’s imperious declaration, immediately following the aversion of his gaze from Lewis Hine’s photograph of “idiot children in an institution,” that “I am a primitive, a child—or a maniac; I dismiss all knowledge, all culture, I refuse to inherit anything from another eye than my own” (51).
Estelle Osterhout’s comportment, her strapped pumps, her low-slung belt, her pearl necklace, her instantiation in the group portrait of the resiliency of familial bonds between African Americans entrapped in what Saidiya Hartman has aptly termed “the afterlife of slavery,”39 registers for Barthes only as an occasion for an act of expropriation exclusively concerned with his “Absolute subjectivity.” He thus dismisses the fact, central to Campt’s powerful revaluation of black family photography, that such portraits also mark quotidian practices of “reassemblage in dispossession,” in which acts of black “self-fashioning” that occur under the constraints of white supremacy effect “everyday micro-shifts in the social order of racialization that temporarily reconfigure the status of the dispossessed.”40 As Campt writes of the audible hum that surfaces in the Dyche archive of family portraits, the
quotidian practice of refusal I am describing is defined less by opposition or “resistance,” and more by a refusal of the very premises that have reduced the lived experience of blackness to pathology and irreconcilability in the logic of white supremacy. Like the concept of fugitivity, practicing refusal highlights the tense relations between acts of flight and escape, and creative practices of refusal—nimble and strategic practices that undermine the categories of the dominant.41
In the Dyche archive, Campt discerns the itinerary of a practice of refusal that instantiates black feminist futurity, which insists on living now “that which will have had to happen.”42 Barthes’s rejection of black refusal—his incapacity to think photography’s important role within the constrained conditions of black sociality—is consonant with the grammar of enslavement, in which, as Spillers wrote, the “captivating party does not only ‘earn’ the right to dispose of the captive body as it sees fit, but gains, consequently, the right to name and ‘name’ it,” and to do so within that “grid of associations, from the semantic and iconic folds buried deep in the collective past, that come to surround and signify the captive person.”43 Thus, when Barthes returns, a third and final time, to Estelle Osterhout, in the final pages of the book, she still serves him, not as the black incubator for white familial regeneration, but in this final instance as a pretext for the expiation of his (white) guilt, figured as pity descending from above.
I then realized that there was a sort of link (or knot) between Photography, madness and something whose name I did not know. I began by calling it: the pangs of love … Is one not in love with certain photographs? … Yet it was not quite that. It was a broader current than a lover’s sentiment. In the love stirred by Photography (by certain photographs), another music is heard, its name oddly fashioned: Pity. I collected in a last thought the images which had “pricked” me (since this is the action of the punctum), like that of the black woman with the gold necklace and the strapped pumps. In each of them, inescapably, I passed beyond the unreality of the thing represented, I entered crazily into the spectacle, into the image, taking into my arms what is dead, what is going to die, as Nietzsche did when, as Podach tells us, on January 3rd, 1889, he threw himself in tears on the neck of a beaten horse: gone mad for Pity’s sake. (116–17)
What (re)sounds for Barthes is not the unknowable but irrepressible presence of another person, but the music of his pity—a resonance of his own affective (and here parental) relationship to the dead, to what is going to die: that which he “takes up into” his arms as he goes mad for pity’s sake. The photograph of the Osterhouts, which, like all photographs is “at once evidential and exclamative,” for Barthes “bears the effigy to that crazy point where affect (love, compassion, grief, enthusiasm, desire) is a guarantee of Being” (113). For Barthes here, others live in images only to the extent that his affect resurrects them, and never on their own terms but along the lines and within the limits of his feeling. In the end, pity names the force and the hierarchical direction of Estelle Osterhout’s resurrection in Camera Lucida, and it finds no terms for the ongoing acts of living in which her portrait participates.
If, at the close, Barthes has been imploring photography to yield up a picture in which “someone in the photographs were looking at me!” with photography’s distinctive power “of looking me straight in the eye,” he declares himself nevertheless invested in discovering an encounter in which he cannot be certain that in that looking, the person “was seeing me.” He is after a photograph infused with an “an action of thought without thought, an aim without a target,” the appearance in a photograph of “an intelligent air without thinking about anything intelligent.” (111–13) Barthes is in search of, and can only valorize, a photographic encounter in which his thought alone is certain and active, in which his “love, compassion, grief, enthusiasm, desire” acts as the sole and unilateral “guarantee of Being.” His absolutist subjectivity still violently requires and seeks to possess its corresponding objects, and they must be silent, in order that the musics of his pity might more clearly be heard.44
As Moten writes:
The history of blackness is testament to the fact that objects can and do resist. Blackness—the extended movement of a specific upheaval, an ongoing irruption that anarranges every line—is a strain that pressures the assumption of the equivalence of personhood and subjectivity. While subjectivity is defined by the subject’s possession of itself and its objects, it is troubled by a dispossessive force objects exert such that the subject seems to be possessed—infused, deformed—by the object it possesses.45
Blackness refuses Barthes’s silencing of difference, and I would argue that that refusal suffuses and “anarranges” his desire at Camera Lucida’s close. It can be registered in that noise, that distortion with which his plea for the attention of others gives way to a need that that attention seem mindless; it can be heard in what Moten dubs the “silencing invocation”46 of the photograph’s soundlessness as that imperative gives way only to the music of Barthes’s own pity; it is audible in Barthes’s incapacity to reckon with a form of being that organizes its activity (we might say its flesh) within the visible world so as to look “without appearing to see” (111)—to look without reckless eyeballing, to appear to have “no impulse of power” (108): to look oppositionally from the standpoint of an abjected object.47 Blackness, under the subjections of white supremacy, occupies precisely these diametric extremes, and its social practices suspend and even collapse their polar divisions.
It has been the station, lot, and gift of black life—within the United States and beyond it—to see without seeming to look, to look without appearing to know, to think without the appearance of intelligence, to hide radical thought in plain sight. This is Frederick Douglass’s account of the “wild songs” of the old woods on the plantation, in which the prophetic sounds of liberation and lament were composed in stride, through “thought that came up, came out—if not in the word, in the sound,” “consulting neither time nor tune.”48 This is the genius of the cakewalk, whose insouciant, insubordinate, and satirical mimicry of plantation pomp “remade the culture that caged us.”49 This is the resistant opacity of capoeira, which veiled martial discipline under the masquerade of degenerate dance. These polyvocal, syncretic, and collaborative black social practices emerge from precisely the improbable antinomies that Barthes fails to reconcile at the close, except through the ontology of the photograph (115). His unrequited desire for a look without looking, a thought without thinking, an attention without perception describes both the skill and sufferance of precisely the black life that he utterly fails to see in the various photographs he shares.
In Camera Lucida, blackness, and its objects, exert a force that suffuses and distorts the claims that Barthes’s subjecthood depends upon, so that in his grief-stricken and egotistical attempt to refashion himself from his photographic objects, the inescapably racialized and fundamentally unethical grounds of visibility irrupt continuously and destructively into the ahistorical vacuum in which he endeavors to work. The book is utterly unthinkable in the absence of global histories of enslavement, and of hegemonic white normativity and embodiment, and yet it is unable to think either the “that-has-been” or the “there-she-is!” (113) of these phenomena in their indivisible entanglement with the images Barthes claims. If I could adapt a formulation from Jonathan Beller’s incisive work, wherein he quotes Regis Debray, I would say that Camera Lucida, and its ongoing canonical stature, is emblematic of the dangers that arise from the unacknowledged organizing force of whiteness “operating in the silence of theory.”50
Barthes leaves Estelle Osterhout cradled in his pitying arms in grief at his own mortality. She is alive as pitiable, which is to say she is dead already: both socially dead, and incapable in his eyes of meaningful acts of living. She is left without speech, or, in French, “sans parole.” We encounter her in Barthes’s texts, following Spillers’s haunting formulation, beneath “markers so loaded with mythical prepossession” that there is no easy way for her “to come clean.”51
Parole” is an old military term connoting a watchword, or a password to intelligibility and recognizability on the field of battle. To be without it is to risk one’s life: it is to traverse a field organized by violence without the capacity to identify oneself verbally as being on the right side. Those possessed of “la parole” have executive capacity, the power to make performative and constative statements: the power to act in and on reality through their mere speech alone. In contemporary English usage, “parole” marks a conditional release from captivity or incarceration—it signals a qualified freedom policed by state power, one premised upon “good behavior” and subject to arbitrary inspection or unilateral withdrawal. There, as elsewhere in its contemporary peregrinations, “parole” is one’s word of honor, one’s oath, a necessary and sufficient certificate of one’s capacity to participate in the ethical agreements that undergird civil society.52
Here at the close, we find Osterhout cradled in silence. She is “unvoiced, misseen, not doing, awaiting [her] verb,” as Spillers has written of black women, and I would submit that it is precisely here, within the terrain and invention of black feminist theory, that our reparative work should begin, because Barthes’s pity leaves me speechless.53
Continued from “Sans Parole: Reflections on Camera Lucida, Part 1

Saturday, March 12, 2022

黄灿然:朝向更好的汉语——我的翻译经验

 黄灿然:朝向更好的汉语——我的翻译经验

 
 
我不谈翻译的艺术,或就我的翻译领域而言,译诗的艺术。这是因为,我认为,不打好基本功,奢谈翻译的艺术是没用的,是虚荣和虚幻的。有句行内话,大意是未译百万言,不足以论翻译。所谓百万言,主要还是指基本功。虽然我本职的新闻翻译何止千万言,文学翻译也不止百万言,但我认为翻译主要是一门技术,更像科学研究,是解决一系列问题的过程。翻译的艺术成分都在原作里,如果你译得很好,那只是表示你技术过关而已,并没有什么艺术功德可言。所以这篇文章主要谈基本功,因为终极而言基本功更有助于达致我所称的朝向更好的汉语。
 
 
一、有目标地翻译
 
每个译者都有自己的追求或倾向。就我自己而言,可以归结为有目标地翻译。
 
有目标地翻译,意味着有所为有所不为。我基本上只局限于诗歌和文论尤其是诗论的翻译,因为在我从事文学翻译的最初阶段和后来相当长的时间里,出版界的外国诗歌和诗论翻译是最缺乏的。由于我的本职和专业是国际新闻翻译,宽泛地讲,属于散文翻译,如果在业余又翻译譬如传记、小说或关于政治、经济、社会的平铺直叙的散文作品,就会变成专业与业余重复或重叠,而这对我来说会显得太单调。更重要的是,我本来就喜欢诗歌和文论,包括诗论。文论读起来有快感,翻译起来也特别刺激。
 
有目标地翻译,也意味着某种责任感。在挑选翻译对象时要非常严格地评估其质量,对自己和对读者负责。就我而言,还做了一个决定。在我进入中年之后,我重新思考生命的意义。思考的深浅或宽窄暂且不说,但我因此决定下半辈子专心做翻译,为别人服务。就像我更早的时候确定自己要做诗人一样,只不过做诗人是对自己负责,而做翻译是对别人负责。这样我的生命也就变得简单而清晰,甚至清白:写诗和翻译。
 
责任感还包含引领读者认识或重新认识外国作家。这就要求译者投入金钱、时间和精力,当然最重要的是兴趣,去广泛获取和阅读外文著作和报刊杂志。上面与有目标地翻译相关的事项,都多多少少涉及到译者的主动性,而引领读者这一层,涉及到特别具体的主动性,更确切地说,涉及到付出非常具体的努力和代价。
 
有目标地翻译,对我来说还意味着相信直译。这并不是说我排斥意译。一般关于翻译的艺术的文章和著作,其背后的基本理念,可以用“汉化”来概括。而我认为翻译的价值是引入“异质”。其实,这与创作是相同的。尤其是仅就诗歌语言最浅显的层面来说,好诗人与差诗人的区别,主要还是好诗人能通过异样的语言处理普通的题材或主题,而差诗人用庸常的语言。而且好诗人的异样总是千差万别,差诗人的庸常总是一样。好诗人的语言有“意味”,差诗人的语言只有“意思”。在诗歌翻译上更是如此,一般的译者只译出“意思”,而无“意味”。但“意味”是一种审美趣味,既然是审美趣味,就会不断地变化。现在很多诗歌翻译,尤其是诗人做的翻译,虽然远远抛离了庸常译者的“意思”,但他们的“意味”却是一种上世纪八九十年代汉语诗歌的审美趣味。虽然这种审美趣味对提高普通读者的欣赏水平而言也许是有益的,却是对原作者的亵渎。译者不能拿原作者来迎合汉语读者。相反,译者的任务是让汉语读者来适应原作者。而直译,我认为是避免译出“意思”或过时的“意味”的最有效的方法,或者说,是尽可能避免降低原作者来迎合汉语读者的最有效的方法。除了表面文字的意义之外,翻译中更为根本的东西,是原作者的声音,而直译也是能够在最大程度上传达原作者的声音的最有效途径。
 
 
二、查词典
 
我主要是靠查词典学习英语的。学了八年,进香港大公报做翻译时,刚好翻烂了一本《新英汉词典》。之后,在作为职业的新闻翻译和作为业余的文学翻译,以至近几年作为专业的文学翻译的过程中,我已翻烂了六七本陆谷孙主编的《英汉大词典》、三四本《牛津高阶英汉双解词典》、两本《英华大词典》。但我发现,我以为是必不可少的查词典,很多人尤其是年轻人都不用、少用或不会用。当然,他们的翻译水平是很低的,这不用说。学英语或做翻译,重要的不是单词,而是习语、介词和短语,以及个别单词与介词、副词的搭配等等。最近有一位进入中年的朋友发奋学英语,而且进步相当快。有一天他拿一本小书请教我,说难度好大。我一看就知道是怎么回事。他原来学的都是简单句子的英语,包括一本艺术家的谈话录他也能看懂,不懂的单词查一下也就明白了。但是,他给我看的那本书,却是一本正式的,论说文体式的书,主要由长句构成,基本上一句就是一个自然段,其中有各种插入语、定语从句、短语等等。仅仅从阅读快感来说,简单句子会带来畅顺感,但复杂的长句却会带来有着起跌、迂回、差异的节奏的真正音乐感。我建议他继续大量阅读简单英语的读物,同时精研难度高的读物,英汉对照来读,也要看一些如何理解和翻译英语长句的读物。经过三五年的磨炼之后,最后就可以放弃简单读物,读正式的也是正常的英语文章和著作。在从简单英语到复杂英语迈进的过程中,查词典就变成一大学问,不是随便上网查一下,而是要有好大的耐性,有时候你要把两三本大词典的某一词条的两三页例句和解释都看了,才能得到答案。没有的话,还要上网去查各种实例,来确定真正的意思。精读的过程,也差不多就是翻译的过程了。
 
查词典的重要,我仅举一个短语。布罗茨基的《小于一》,开篇就是:
 
As failures go,  attempting to recall the past is like claiming to grasp the meaning of existence.
 
如果你上网查任何一个词,as也好,failures也好,go也好,你都查不到。你必须得查词典的“go”条,如果没有答案的话,还得试试“failure”条。
 
《英汉大词典》go”条的解释:
 
as...go同一般的……相比:As birdhouses go,  this was certainly a luxurious residence.就鸟笼而言,这个可算是相当豪华的了。
 
《牛津高阶英汉双解词典》go”条的解释:
 
as people, things, etc. go和一般人(或事物)相比:As teachers go, hes not bad.和一般教师相比,他是不错的。
 
《韦氏高阶英汉双解词典》go”条的解释:
 
assomeone or somethinggoes...来说:As lectures go, it was very interesting.就演讲来说,这个非常有趣。
 
在这里,三个解释都满足我们的答案。但我们可以看到《牛津高阶》的解释as people, things, etc. go”是比较丰富和实用的,我们由此而知道涉及的人或事都是复数,而虽然《韦氏高阶》把这个习语里涉及的人或事作为单数,但它所举的例子里lectures还是复数。这就是不但要查词典而且要查不同词典并互相比较的好处。你也可以查一下你案头的英汉词典,看它们是否有收录这个习语,由此而知道它们的优劣,至少知道它们是否实用。
 
现在已经有人用翻译软件来做初步翻译,然后再做修改和补充。但是我担心,他们也会像改译一样,受翻译软件(原译)的误导。一般的改译,尤其是学院教授给学生的改译,往往有一个规律,也即原译越精彩,改译也越精彩;原译差,改译也差。有一次,一个朋友让我看几个翻译软件对同一个句子的翻译结果,看我判断的准确率。由于是新闻翻译,所以我几乎不怎么细看,就几秒钟判断一个句子。结果有一个我判断错了,反而是一个英语水平很普通的年轻人看到那个错误。那是一个极其低级的错误,我在快速判断中忽略了它。如果那些例句由我亲自来译,我肯定是不会出错的。所以,我还是提醒使用软件的翻译工作者,要慎之又慎。
 
除了查英文词典、英汉词典外,在中文表达遇到问题时,尤其是遇到寻找同义词、近义词方面的困难时,可以求助于中文同义、近义词典,包括上网搜查。在这方面,我最常用的是台湾《教育部重编国语辞典修订版》网络版,而且必须是网络版才好用。譬如说你要找一个与“静”字有关的两个以上的词的组合,包括成语和惯用语,它都会列出来,共127条。其网页设定每页10笔(条),但你可以选择100笔,这样,就全部在两页里显示出来了。你可以快速地寻找是否有适合你的词。你还可以再输入与“静”相关的某个字,例如“宁”,寻找你要寻找的与“静”字有关的词的近义词。
 
 
三、利用互联网
 
互联网为翻译带来极大的方便,这是一两代以前的译者无法享受到的。如何尽可能充分利用互联网的资源,就像一两代以前的译者如何尽可能充分拥有和利用词典、工具书、图书馆一样,虽然未必是成败的关键,却是提高质量和减少错误的关键。
 
在做翻译时,利用网上词典或软件来查一般的单词,尤其是你认识或以为认识但还需要进一步确定的单词,是没问题的,因为翻纸质词典的速度还是太慢了。但是,互联网最大的优势是方便查词典以外或词典没有的各种资料。
 
例如利用互联网查原书。如果你正在翻译的文章中提到某本书的人物或事件,文章很简略,或很抽象概括,有些地方你无法确定其意思,便可以通过英文维基的作者和作品介绍,以及亚马逊和谷歌的图书预览等等来求证。亚马逊有很多书是有目录和部分内容预览的,谷歌搜索里,有一项“图书”,你可以在那里搜索部分内容。如果在译某首诗,里面有一个句子或一个词无法确定其准确意思,就可以在谷歌图书里寻找各种相关著作对该诗以至该句子和词的解读,有时候相关著作只是顺便一提,就会使你如获至宝。
 
举一个最简单的例子。有一次,某位评论者在一篇小文章里推荐几本书,包括我译的库切的《内心活动》,并在文中对库切谈保罗·策兰的文章的标题的译法提出批评,认为不应该这样译,而应该怎样怎样译。我一看就知道这位评论者缺乏最起码的查资料的基本功。两个标题的译名相差实在太远了,他应该会想到其中必有蹊跷才对。真相是,他根据的是库切这本著作成书前在《纽约书评》发表的同一篇文章,但这篇文章在库切把它收录在这本著作里时,已被库切作了修改,包括改了标题。他手头显然没有库切这本书的原著,但如果他懂得一点做学问的基本知识,他就应该上英文网站、亚马逊或谷歌图书去查该书的目录。
 
如果你手头在翻译的书不是电子版,不方便在电脑上检阅;又如果这本书里有多次提到同一个概念,而你忘了你前面是怎样译的,或想修改前面的译法,而在你电脑的译文文档里靠猜测关键词还是没找到,你便可以上谷歌图书或亚马逊找到这本原著,输入这个概念的词或词组,确定它在书里的哪部分,或书中哪篇文章的哪一段,或哪一页,再回头确定它们在你电脑里的译文的位置。这样还是要比你翻查案头厚厚的纸质原著快得多。
 
再如利用互联网查图片。有时候遇到某些概念,词典无法解决,或上网看各种原文例句,还是无法解答究竟是什么,也可以求助于谷歌里的图片。例如美国当代小说家詹姆斯·拉斯登(James Lasdun)一篇小说里的一个句子:
 
She tried, and failed, and tried again to slip the slackened cradle of string around the edge of the little box.
 
这里是说,她(一个老妇)一再尝试要把松弛的cradle of string”绕着小箱子边缘绑好,但总是失败。“string”是绳子应该没问题,但“cradle”到底是什么?词典没有“cradle of string”,但上网查,这种说法倒有不少。在谷歌里查图片,原来是这样的:
 
图片
 
类似儿童玩的翻绳游戏。图片库里有好几种。作者所指未必就是这种,但我们看到这些图片后,就明白是把绳子结成十字状、双十字状或交叉状。
 
同一位作者的同一篇小说里还提到:
 
Inside the parcel was a pair of ornate silver scissors with a little box protruding from the blades. It was for snuffing candles.
 
这里说的是一把剪刀,刀面上凸起一个小盒子,用来掐灭烛火。但它究竟是什么样子的?在谷歌图片库里输入关键词scissorsboxcandle”,跳出各种各样的图片,例如这张:
 
图片
 
我们看到图片后,可以对译文作修饰和补充,不一定要依照原文直译。或直译,另作注释。图片里有些剪刀古色古香,堪称豪华,这样我们也就能更有把握地将ornate”译为豪华。
 
 
四、查资料要有耐性
 
查资料和查词典一样,是翻译必不可缺的一环。查资料也像查词典一样,需要极大的耐性。在互联网时代,译者相对于他们的前辈而言,在拥有可供利用的资源方面,堪称富甲天下。互联网非常大,资料不仅丰富而且处于不断更新中,你一个月前输入关键词查不到的,一个月后、一年后可能就查到了。还有,可能更为重要的是,你现在查,输入的关键词是按照你此刻的惯性思维来设置的,过一段时间,你设置关键词的时候,可能改变原来的思维,换了一种或几种办法。
 
我在翻译卡尔维诺的《新千年文学备忘录》的时候,遇到这句:
 
In his Lettere famigliari , Petrarch tells us that he had heard this not unpleasant tale”……
 
彼特拉克这本书,我所据的英译本把卡尔维诺的意大利原文照抄下来,简单翻译成英文,相当于Familiar Letters”,简单地译成中文,是《熟悉(或随意)的书信》。但这究竟是什么?在我译这本书之前,它已有三个中译本,包括一个根据意大利原文的译本和一个台湾繁体字译本。三位译者都把这本书译成《家书》。我就更起疑了。我在互联网上查了好久,而且隔一段时间就上网查一下。碰巧,这本书从开始翻译到正式出版,花了三年,既有我拖延,也有我交稿后出版社拖延。就在我校对清样时,我又一次上网查这个资料,读到一篇书评,是关于最新出版的彼特拉克一部书的英译本。书名叫做Letters on Familiar Matters(关于熟悉的事情的书信),原文是Rerum familiarium libri。拉丁文!这才想起彼特拉克大部分散文著作是用拉丁文写的。卡尔维诺提到的书名,其实是意大利语译名,并且是该书信集的简称的意大利语译名。英译本分三卷,我连邮费花了约一百美金把它买下来了。然后我又在我书架上那本收入牛津出版社“世界经典丛书”的彼特拉克诗文选的作者简介里,看到这部书信集被译成Personal Letters(私人信札)。这本牛津版的小书是我读到的最早的,对我影响深远的彼特拉克著作,曾激发我在1996年写了一首由五首十四行诗构成的组诗《彼特拉克的叹息》。书信集最初的名称是Epistolarum mearum ad diversos liber(我给不同的人的书信集),后来简称Epistolae Familiares,也即卡尔维诺的意大利语译名的出处了,以及牛津版彼特拉克诗文选简介里的《私人信札》的出处。我最后决定用《私人信札》。
 
我在翻译苏珊·桑塔格的《论摄影》时,遇到这句:
 
Life is not about significant details, illuminated a flash. Photographs are.
 
我觉得不对劲,这illuminated a flash”在逻辑上讲不通,在整个句子的上下文里也讲不通。我上网输入这个片语,出来的都是跟书里一模一样的。在这本书从翻译到交稿的一两年间,我一再上网查啊查。就在交稿前,我突然灵机一动:会不会是作者漏写了“by”?我输入桑塔格的名字和“illuminated by a flash”,一查,奇迹出现了。好几个人在引用她这句话时,直接帮她改了:“illuminated by a flash”(被一道闪光照亮)。
 
 
五、回到上下文里思考
 
难题无所不在,你功夫越深,就越能发现问题。这就像你校对越仔细,问题就越多一样。遇到难题时,我一般都会一读再读,读几遍很自然就能背诵了,这时候我会离开书桌,趴在床上既休息又思考。因为遇到难题会很伤脑筋,人很容易累。如果还解决不了,那就把这个句子储存在头脑里,时时回想,包括在走路和散步时回想。刚才提到过了,我们的思维,会陷入惯性,如果遇到问题不懂得停下来,容许自己稍后换种角度来思考,就会很容易伤害头脑又没有成效。
 
我在翻译布罗茨基《小于一》里回忆奥登的文章时,有这样一段:
 
My desire to write in English had nothing to do with any sense of confidence, contentment, or comfort; it was simply a desire to please a shadow. Of course, where he was by then, linguistic barriers hardly mattered, but somehow I thought that he might like it better if I made myself clear to him in English.
 
布罗茨基说,他想用英语写作,与信心、满足或安慰无关,而是纯粹为了取悦一个影子,也即奥登。当然,where he was by then,语言障碍已经不是问题,但布罗茨基还是觉得如果他用英语清楚地跟奥登讲话,奥登可能会更喜欢。
 
这个where he was by then”,到底是什么意思,我想了好久,查了很久,都不得要领。但如同巫宁坤先生所说的,意义都在上下文里。不断地回过头来思考,不断地读前前后后的上下文,总会有灵机一动、豁然开朗的时候。也是在交稿之前(那意味着思考了一两年),我才突然想到——其实是多么简单啊——原来是:奥登当时已经死了,在天堂了,所以生者死者已不存在语言障碍(记得布罗茨基在回忆父母的文章里,也有过类似的说法)。
 
同一篇文章里的另一句:
 
In the dining hall the members of the faculty jostled him away from the food board.
 
这里说的是奥登晚年在牛津大学驻校有点凄惨的境况。文中这个food board”是指什么?board尤其是一个多义词。我动用了所有手段,包括查图片,包括上牛津的网站查各种与膳食住宿有关的资料,都不得要领。也是到交稿前,我才恍然大悟——也是非常简单啊——原来是他在食堂浏览写在告示板上的菜单时,其他也在看菜单的教职员工竟然把他挤开。
 
这两个例子与“查资料要有耐性”的不同之处是:后者通过耐性,最终查到结果;而这两个例子则是,通过耐性查资料,最终排除了查到结果的可能性,重新回到上下文里反复地思考。
 
 
六、原作者引述错误
 
除了像刚才所举的原作、原作者错误之外,更常见的是原作者引述别人的著作时出错。这是可以理解的。我们校对自己的著作时,对我们自己的文字会很警惕,我们引述别人著作时,我们出错的机会跟我们自己写的一样高,可是我们校对时,一般不会去拿我们引述的文字,跟我们引述的原作对照。
 
二十年前,我在一个英文网站上看到一篇文章,引用约翰逊博士的莎士比亚戏剧集序言第一段,
 
That praises are with  reason lavished on the dead……”我读了足足半个小时,读不通。不禁有点心虚。后来我想起了查阅这篇文章的原文,发现开头的“with reason”实应为“without reason”。约翰逊绕来绕去的长句本来就不好读,还被错引,难怪我要读得心虚起来。我立即把这个发现告诉作者,作者回信说,发表在网刊上已经一年半载了,没人指出来。还恭维了我一番。正是这次经验,使我后来在做翻译时,警惕原作者的引述错误。
 
我翻译爱德华·萨义德一本文选时,在其中一篇文章里遇到这段:
 
Hugo of St. Victor, a twelfth-century monk from Saxony, wrote these hauntingly beautiful lines:
 
It is, therefore, a source of great virtue for the practised mind to learn, bit by bit, first to change about invisible and transitory things, so that afterwards it may be able to leave them behind altogether.
 
文中的to change about invisible and transitory things”我读了好久读不通,上网查相关资料。很多人都引用萨义德这段引文,大多数都原“引”照抄,其中有一位在“invisible”前加了个“[sic]”,意为“原文如此”。遇到这种“[sic]”,一般是表示这个词有问题,包括写错字。接着我又看到好几本著作,包括萨义德自己的著作《文本、世界、批评家》,都是作“in visible”。这就讲得通了,而且也明确了“change about”作为固定配搭的词性。“to change about in visible and transitory things”,意思是:不执著于可见和短暂的事物。我猜,萨义德文章最初发表时,可能是他自己写错字或出版社植错字,后来他文章编成书时,改正了。但他原来的文章还一直被引用。我翻译的他的文选里的这篇文章,所据的显然也不是经修订的《文本、世界、批评家》的版本。
 
我在翻译桑塔格谈帕斯捷尔纳克的文章时,遇到这段:
 
Early in Safe Conduct, Pasternak speaks of living on and for those occasions when a complete feeling burst into space with the whole extent of space before it.
 
这里两个space”,很奇怪,不是句子不通,而是逻辑不通。我查帕斯捷尔纳克原著的英译本,发现前一个“space”实应为“freedom”。
 
哈罗德·布鲁姆在论科马克·麦卡锡的《血色子午线》时引用一句话:
 
In that sleep and in sleep to follow the judge did visit.
 
我也是直感这in sleep to follow”有点奇怪。查原书,应为“in sleeps to follow”。
 
在我翻译的《诗的见证》里,米沃什曾引用波兰诗人兹比格涅夫·赫贝特的诗作《小卵石》。在我翻译的《希尼三十年文选》里,希尼也引用这首诗,所以我就直接拷贝过来了。但我在最后校对希尼的文章时,发现诗中的“充满一种秘密”,原文作“with a scent”;我查米沃什《诗的见证》原文,发现那里的引诗作“with a secret”。于是我找来书架上的赫贝特英译本,又上谷歌图书找各种版本核实,确定是米沃什的引诗把“scent”(气味)误植为“secret”(秘密)。
 
不妨再举一个相关的例子。这也可以称作版本错误。我在翻译希尼《开垦地》时,使用的是初版的硬装本,中译本的出版社编辑手头也是这个版本。但我还让我的公众号“黄灿然小站”的执编郑春娇帮我做初校,她呢,手头有《开垦地》的平装本。一般来说,英美出版社都是先出硬装本,然后出平装本,如果硬装本有个别错误,会在平装本里纠正。在《谷仓》一诗里,有一处“musky dark”我译成“麝香味的黑暗”,郑春娇指出,是“musty”,应该是“霉味的黑暗”,由于她还列出原文,所以我没有对照我手头所据的《开垦地》原文,直接就改成了“霉味的黑暗”。交稿后,编辑很认真,指出“musky”应该是麝香味,而且他也是列出原文。我对照了一下我手头的原文,就不假思索地改成“麝香味的黑暗”。我重新校对过的稿子,会再拍照让郑春娇过目。郑春娇问我:老师您又改回“麝香味的黑暗”,不是“霉味的黑暗”吗?要知道,翻译如此厚的一本书,期间我与郑春娇、与编辑的校对往来历时一年多,因此我早就忘了郑春娇原来的修改。经她再提醒,我才想起并发现是版本问题。硬装本作“musky”,平装本作“musty”。郑春娇问我如何取舍,我说不用取舍,只需要求证。这首诗收录在希尼第一本诗集《一个自然主义者之死》里,仅求证这个单行本还不够,因为单行本也有各种版本,也可能有错。我到谷歌图书里搜索关于希尼的研究著作,输入“musty dark”,这些研究著作引用时都作“musty”。我又输入“musky dark”,都没有研究著作如此引用,除了希尼《开垦地》初版作“musky”。这样便可以断定其他版本都没错,只有《开垦地》初版是错的。
 
 
七、避免先入为主
 
关于校对的重要性,尤其是原文与译文对照校对的重要性,我已经在很多地方谈过了。这里只想强调:校对怎么强调也不为过。我愿意拿自己翻译中的一个错误做例子,说明翻译中一个常犯、因而应当在校对时特别警惕的毛病,这就是先入为主。
 
在布罗茨基论奥登的文章里,有这样一段:
 
I was, of course, perfectly aware of the futility of my undertaking, not so much because I was born in Russia and into its language  (which I am never to abandon——and I hope vice versa) as because of this poet's intelligence, which in my view has no equal.
 
我译成:
 
当然,我十分清楚我这样做是徒劳的,与其说是因为我生于俄罗斯,俄语是我的母语(我从未放弃它——而我希望情况相反),不如说是因为这位诗人的才智,这才智在我看来是无可匹比的。
 
括号内的文字的正确的译法应是:
 
(我永不会放弃它——而我希望反之亦然)
 
当我发现这个错误时,我立刻就想起并明白是怎么回事了。布罗茨基常常有惊人之语,甚至可以说,常常颠覆读者的普遍预期。虽然vice versa”是一个常见的词,完全可以不假思索地译成“反之亦然”,可我却因为先入之见而不假思索地把它译成“情况相反”,并且在一次次校对过程中视若无睹。当我修改这个句子,以便《小于一》将来再版改正时,发现“反之亦然”本身也是一个容易使人视若无睹的套语。也即读者看到“而我希望反之亦然”时,不一定真的在脑中完全明白它的意思。最后我这样改(而英汉词典里的各种例句中,也有像我这样不用“反之亦然”而是具体地意释的),读者不妨印证一下,效果是不是很不同:
 
当然,我十分清楚我这样做是徒劳的,与其说是因为我生于俄罗斯,俄语是我的母语(我永不会放弃它——而我也希望它永不会放弃我)……
 
 
八、广泛阅读原著
 
以上所谈几项,都与是否广泛阅读原著紧密联系。当你广泛阅读原著,各种句型基本掌握了,每当在翻译中遇到原文句子有异样,便会高度警惕起来,怀疑其中隐含你不熟悉的习语或短语或其他意想不到的玄机,于是就会小心查词典;求证的深入,自然把你引向互联网这个庞大的工具库和资料库,而能否有效地使用互联网,又与你能否快速阅读资料密切相关,而快速阅读又与你平时是否广泛阅读原著密切相关;继续探索,便会把你引向查证的耐性和解决难题时思考的耐性,而耐性正是广泛阅读原著早期阶段的试金石;再继续探索,便会怀疑原作者语句不通或原著版本错误,或原作者引述错误,而怀疑是一种直感,这直感是广泛阅读原著培养出来的;最后的校对,则是对之前所有步骤的大检查,而我们平时广泛阅读原著的能力和资源,则成为我们做校对时能否仔细而彻底地读通原著里每个句子的基础。
 
不久前我在微信上看到一篇文章,作者A是一位留美多年的博士。他对另一位留美博士B的文章表示深有同感。B说他经过有意识的努力,到了第七八年,才可以较自如地阅读英文报刊长文。A也表示,他也是经过有意识地克服困难,到了第四年才勉强可以常态化地阅读英文媒体文章。他们都一致表示,他们所知道的大部分中国留学生,都没有这等能力。我觉得他们的自白和评断,都是很真实的。必须付出多年的努力的代价,才能把广泛阅读原著常态化。报刊长文可能还要困难些,因为报刊内容是无所不包的。我自己长期从事新闻翻译,阅读报刊长文和阅读原著几乎是同步的,所以我对普通或专业原著与报刊长文的差异,并不是很敏感。
 
广泛阅读原著,本质上是一种资源的匹配。打个比方,你从外国拿到一个产品的专利授权,让你生产同等质量的产品。这个商品各种生产环节要求都很高,包括材料、工艺、卫生,为了完成任何一个环节的工艺要求,你必须调动广泛的资源和带着严格的标准去寻找和采购不同地方不同供应商的零部件。如果你最大的资源只是你的廉价劳动力,那你肯定是不及格的。
 
   
九、修改的准则
 
我说过我不奢谈翻译的艺术。不过,在意译与直译之间,有一个灰色地带,或者说明亮地带,就是修改。我反而觉得,这里是有点“艺术”的。
 
Everything conspires to deprive me of the time, and almost the strength, to say in fitting terms what I think of you. I should like to bring to the task a grace that is the fruit of calm and leisure.
 
所有事情密谋起来夺走我的时间,也几乎夺走我的气力,使我没法用恰当的表达方式说出我对你的看法。我想给这个任务带来一种优雅,这种优雅是宁静和安逸的结果。(我想赋予这个任务一种应是宁静和安逸带来的优雅。)
 
这是郑春娇根据英译本瓦莱里文集翻译的一篇谈里尔克的文章的一段话。括号里的文字是我提供的修改。她的译文完全没有问题。如果我做她的编辑和校对,我是不会提出修改的。但因为她常常帮我做校对,同时学习做翻译,所以我才会提出这个额外的修改。就是说,这是只有我修改自己的译文的时候才会做的事情。我的修改准则是:提高与原文匹配的清晰度和精确度。原文的句子,译文在有可能用一个句子完成、相对于原文而言也没有造成更大的阅读难度的情况下,没有必要拆成松散的短句。
 
Enviable above all others is your dwelling place with its low tower, the enchanted tower of Muzot.
 
最令人羡慕的是你有低塔的居所,那是慕佐的被施了魔法的塔。(最令人羡慕的是你穆佐的居所,连同它的低塔,那座被施了魔法的塔。)
 
这个修改,多了一个逗号,表面上松散了些,但感觉在句式和节奏上更接近原文。此外是我个人的洁癖,也即在名词慕佐和穆佐的译法都通用,或者说都还没有任何一个现成规范译法的情况下,我选择穆佐,以避免一个句子里出现“同字相犯”,也即文中又是“羡慕”又是“慕佐”。就像我翻译时,“宁静”和“安静”都可以用,但如果其中一个可以避免句子里的同字相犯,则我会选择避免它。有时候会改完又改,最后又恢复原貌。
 
既然是准则,也就意味着虽然努力但不一定都能完全达到。既然有点“艺术”,也就意味着见仁见智,意味着有模糊地带。就上面两例修改而言,有没有更好?未必,但也许好一点点儿。有没有提高清晰度和精确度?也不一定,但也许提高一点点儿。但如果译者这样整篇文章、整本书地修改,或者用一个流行语来说,打磨,则效果可能就会很可观。
 
 
十、朝向更好的汉语
 
意译与直译之争一直存在着,而且看来是不可能有解决方案的。我说过了,我坚持直译但不排除意译,因为我也会使用意译的。但我们可以做点辨识,也许可以拉近两者之间的距离,使两者朝着和解的方向移动;或拉远两者之间的距离,使两者更加界线分明。
 
首先我们应该分辨意译与误译,或意译中可能存在的误译成分。这是艾略特论但丁的一段话:
 
The majority of poems one outgrows and outlives, as one outgrows and outlives the majority of human passions: Dantes is one of those which one can only just hope to grow up to at the end of life.
 
这是一位译者的意译:
 
大部分诗不能使人终生不忘,就像人的大部分激情不能使人终生不忘一样:但丁的诗篇是那些使人终生难以忘怀的诗中的一部分。
 
这是我比较笨拙的直译:
 
我们会长大成熟得不再把大多数诗当成一回事,并活得比它们长久,如同我们会长大成熟得超越大多数人类激情,并活得比它们长久:但丁的诗是那样一些诗之一,我们在生命终点也只能希望朝着它长大成熟
 
我的笨拙表现在无法在汉语里重现 outgrow” 和 “outlive” 的简洁和浓缩。但是到了后半部分,两个译文之间的差距就出来了。因为感觉很不一样了。但丁的诗使人终生不忘,这跟说但丁是一个伟大诗人一样,等于什么也没说。我的直译虽然笨拙,却还是经得起解读的,或者说,我自己或读者还可以在我的直译的基础上做一次不看原文的意译:
 
随着我们年龄和经验的增长和累积,我们曾经热爱和喜欢的大部分诗都变得经不起考验了,就像随着我们年龄和经验的增长和累积,我们曾经投入其中的大部分人类激情,也就慢慢淡化了。而但丁的诗歌属于那种我们年龄越大、经验越丰富,就越感到它们深不可测的诗歌。
 
而我想,那个有误译成分的意译,是不可能再被意译或直译一遍的。
 
其次,就像我前面提到的,简单句子与复杂句子在原文里就是有差别的。如果把复杂句子翻译成简单句子,译者也就剥夺了汉语读者体验原著起跌、迂回、差异的节奏的权利。因此,译者在决定用简单句子翻译复杂句子之前,必须慎重考虑,并且在做出这个决定之后必须考虑如何在整体译文中补偿汉语读者的损失。个别词语的简化同样会造成对汉语读者的权利的剥夺。一位译者翻译奥格顿·纳什(Ogden Nash)一首童诗,原诗最后提到美国诗人艾米莉·狄金森。但在译文里,狄金森的名字消失了,代之以“诗人”。译者还深有体会地说:“她是西方国家耳熟能详的女诗人,但是中国人不一定知道她,于是我翻译的时候只翻译成了‘诗人'”。我们假设一个少年看到“狄金森”,说不定会好奇,去找狄金森的诗集来读,或者看到狄金森的名字后记住了,后来在图书馆遇到狄金森的诗集,从此爱上狄金森和爱上写诗,并且成了一个杰出汉语诗人,甚至成了比狄金森更伟大的诗人。但译者却剥夺了他这个机会,也剥夺我们可能会有一个比狄金森还伟大的诗人的机会。至少,译者剥夺了汉语读者知道狄金森进而读她的诗集的机会。另外,该译者的心态也是意译者的一种常见心态:唯恐汉语读者读不懂。就该译者而言,则是自己无知,却以为读者无知。因为几乎所有买译诗集的读者,都会知道狄金森。就是说,狄金森在汉语诗歌界是家喻户晓的。
 
第三,有些意译的神话,是在脱离上下文的背景下制造的,而神话总是容易带来盲信。我不妨举两个例子。钱钟书在《谈艺录》和《管锥篇》里,每逢引用外文,都会顺手译出那些句子,往往古雅至极。这是脱离上下文的翻译,当然也是标准的好意译。可是有经验的译者应该很容易就看出,如果整篇文章和整本书翻译,这样的妙手意译是无法进行下去的。不久前我读到钱钟书一篇正式的译文,那是海涅的《堂·吉诃德》引言。果然,他的妙手完全派不上用场,他的译文是一篇标准的文论的译文,有长句,有欧化,有拗口。我不是说他不好,相反,我认为就应该这样才对。董桥曾经改译过香港政府一篇布告的译文,也是古雅至极,妙手意译。我二十年前就在一篇文章里批评过他的改译。后来我买到董桥早年为今日世界出版社翻译的一本介绍斯坦贝克的小书,只是小书而已。他的译文,也是标准的论说文的译文,长句不少,欧化很多,拗口严重。我不是说他不好,相反,我认为就应该,或差不多应该这样译。那个妙手的钱钟书和那个妙手的董桥,只是妙手而已,并无真正的妙法。或者说,那是他们舞文弄墨的一面,而当他们严肃认真起来译一篇完整的文章或一部著作,他们就变得诚实了,接近他们的真相。他们的真相,我想,也接近于翻译的真相。
 
也就是说,直译既不是什么发明,也不是什么美德,而只是更主动和更诚实地朝着更接近真相的方向努力而已。
 
第四,而这也是本文的结论和新观点,即意译与直译之争并不是它长期暗示的好汉语与坏汉语之争,而是好汉语与可能更好的汉语之争。当然,我说的好汉语是指优秀的意译,而可能更好的汉语是指准确的直译(暂且不说优秀)。“可能”是指,在不是更好的情况下,直译是一样地好、一般地好、不够好,以及很差。即使是夹杂着“更好”和“很差”,我觉得相对于只是“好” 而言,也有必要重视可能更好的汉语。至于我们应该用好汉语来做翻译呢,还是用可能更好的汉语来做翻译,则应该由译者根据自己的喜好来选择,因为两方面都会有自己的读者。不过,我自己的目标,或任何译者的目标,当然是既保持一样地好,又追求可能更好。
 
现在我举一个例子,来说明何谓好汉语和可能更好的汉语。这是上面提到的詹姆斯·拉斯登小说里的一段话,是我的一位年轻朋友译的。括号里的文字,是这位年轻人自己对括号前的文字的修改。
 
We passed much of the time in silence, absorbed in our own activities; comfortably aware of each other's presence, but feeling no obligation to speak.
 
我们大部分时间只是静静地,专心做自己的事情;可以很舒适地意识到彼此的存在,而不感到有义务去说话。(对彼此的存在感到舒适,又不觉得非要交谈不可)
 
括号里的修改是标准的好汉语,但原译却包含可能更好的汉语,也即“不感到有义务”去做什么事情。如果是商业翻译,选择好汉语是无可非议的,但文学翻译,我就会选择可能更好的汉语。
 
 刊载于《广州文艺》2018年第10
 
本文根据201512月作者在复旦大学“奇境译坊” 讲座所作演讲的提纲删改和扩写而成。
 

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